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Care chains and social reproduction of privilege before and after Covid-19

Sonja Avlijaš

Britain has gone through comprehensive marketization of welfare and care services over the past 40 years. The result of this process is a strongly gendered and racialized care economy that mostly employs low earning women, non-whites and migrants to offer personal care services for the professional and affluent classes, and their elderly and children.

The more affluent have also been increasingly relying on private childcare, schooling and healthcare services, the costs of which have skyrocketed over time. In contrast, the unpaid care burden has increased in the personal lives of those who cannot afford the private services.

a significant share of the British population is facing a crisis of care

Today, a significant share of the British population is facing a crisis of care, as many families are squeezed between the growingly unaffordable private care services and the continually deteriorating public ones, along with their own longer and more unpredictable working hours. Informal communal and family networks offer a coping mechanism to some.

These changes in the daily experience of life in Britain have been shaped by the big transformation of the country’s economy which started under Margaret Thatcher. Economic restructuring towards financial services as the new engine of growth started during the 1980s. It was meant to boost the country’s international competitiveness in the context of its waning influence of the postcolonial era, accelerating globalization and emerging manufacturing competition from the cheaper global South.

In other words, financialization of the British economy, which was declaredly driven by economic concerns, has not only affected the world of formal work. It has profoundly reshaped everything that concerns the realm of social reproduction, from how people access basic life reproducing services such as health and education, to how they care for themselves, their children, their elderly, and how they interact with their communities.

Financialization and marketization of welfare

The dynamics of social reproduction were changed by a reconfiguration of the country’s welfare system. In fact, privatization and marketization of welfare and education were key policy tools that were used continually over the past 40 years to underpin financialization. But, as I go on to show, these policies were not implemented without the consent of the British public which has been prioritizing its consumer power over little else.

My colleagues and I established this relationship between financialization and the transformation of the British welfare state at the backdrop of a broad social science tendency to either ignore or banalize the relationship between economic processes and welfare state reforms (see Avlijaš, Hassel and Palier, 2021). Scholarship has habitually associated the demise of the publicly funded welfare state with demographic trends such as ageing and immigration, and the associated changes in political cleavages. Those who do associate the rise of neoliberalism with retrenchment of the welfare state have a tendency to present neoliberalism as an abstract exogenous force that is taking away agency from national governments and their constituencies.

By highlighting this relationship between voter preferences and public policy in Britain, we are pointing to a perhaps uncomfortable truth that we do have agency over our national logics of welfare formation, even in the neoliberal era

Our argument that governments are actively directing welfare state reforms in order to feed a specific economic model is particularly conspicuous in the case of the UK, given its global leadership in carving a financialization driven growth strategy which has allowed it a new position of dominance in the rapidly changing global economic landscape. Moreover, the median voter has been benefiting from these reforms as they have led to an amelioration of material conditions for a certain majority. By highlighting this relationship between voter preferences and public policy in Britain, we are pointing to a perhaps uncomfortable truth that we do have agency over our national logics of welfare formation, even in the neoliberal era.

Complete privatization of the pension schemes which was envisaged by the Thatcher government was not politically feasible, given public resistance to privatization of basic and complementary public pension systems. Yet, the government’s aim of expanding private pension funds in order to boost financialization of the economy was pushed through by offering attractive fiscal exemptions to those with a public complementary pension who chose to ‘opt out’ from public schemes.

Extensive privatization of social housing and deregulation of the housing market were also an important part of the wider plan. The Thatcher government eased access to credit for the middle classes during the 1980s and created a new constituency of homeowners by introducing a national ‘Right to Buy’ policy. This policy particularly benefitted low and middle income groups who purchased homes cheap and benefitted from the skyrocketing prices afterwards.

Housing thus became an additional source of savings for retirement. The expanding housing market has also fuelled financial product innovation, making access to mortgages easier for the poorer and less creditworthy households. This is how interest rates and access to credit became a more salient political issue in the UK than labour rights.

The rising demand for education, to access high paying jobs in financial services, was recognized by the Blair government as another opportunity to feed financialization. The government started to encourage marketization and financialization of the higher education system through withdrawal of state funding and introduction of educational loans.

Since the majority of people were not exposed to long spells of unemployment, due to economic growth and an increasingly dynamic and flexible labour market, demand for social protection was reduced, allowing further retrenchment. Moreover, only a minimal safety net against poverty favours the existence of a low wage labour market, which boosts the productivity of highly skilled workers, as they can outsource many of their non-work-related responsibilities to cheap service workers (Morel 2015). Higher rates of homeownership also increased public support for welfare state retrenchment because government borrowing to finance public welfare expenditures could end up raising interest rates.

The state has also continued to maintain the consumption capacity of the lower wage workers through cheap state interventions such as income tax credits on earnings or the minimum wage. This was important economically, a not only politically, because domestic demand is a key driver of financialization, so reducing people’s capacity to consume below a certain level can have a negative effect on growth.

Last but not least, through extensive outsourcing of government services to the private sector in a publicly supported ideological attempt to spend less on public welfare and provide cheaper and more efficient public services, UK has allowed a deterioration of public services including health, while actually spending more of the taxpayers’ money and syphoning it off into the pockets of private companies (Innes 2021). Therefore, pressures for short-term material gains of the median voter have trumped longer-term interests of the society as a whole.

Enter gender, race and immigration

This direction of transformation of the British society been made possible by the well-established historical habit of offloading social costs onto the more marginalized groups. As most of us are aware nowadays, a disproportionate share of women and minorities are typically in charge of social reproduction, the unpaid or underpaid labour that takes place in households, schools, hospitals, eateries, communities. Since there is no capitalist production without the daily and generational renewal of the worker, social reproduction has been referred to as the invisible engine of capitalism (see Bhattacharya, 2017).

With the growing empowerment of the predominantly white women and their entry into the professional classes, along with the concurrent deterioration of public services, social reproduction responsibilities become increasingly marketized and passed onto the low earning women, often of migrant and non-white background. This group has also included Eastern European immigrants, which Blagojevic (2010) has referred to as ‘non-white whites’.

The bottom line is, migrant labour is cheaper.

The disproportionate reliance on migrant female labour force to provide personal and care services to the more affluent professional classes has been reinforced by geographic inequalities across the UK. For those in smaller communities, incentives to move to London and care for the more affluent are not very high because they rely on their own communities and intergenerational family networks to compensate for the deterioration of the welfare state. Housing ownership and cheaper lifestyles are also making them less mobile. The bottom line is, migrant labour is cheaper.

While immigrants are overrepresented in the lower skill personal and care services sector, the Migration Observatory at the University of Oxford shows that the high skilled immigrants, especially those from Africa and parts of Asia, are also disproportionately working in the healthcare professional sector, as doctors and nurses. This is another disbalance that has been reinforced by the financialization of the educational system. UK students are incentivized to seek the better paid jobs in finance to pay off their educational loans.

Moreover, public funding cuts over the past decade have pushed British universities even further towards capital markets. This matters because university rankings, which determine their access to capital markets, are increasingly based on graduate earnings indicators, which offer universities’ a strong incentive to prepare students for highly lucrative careers in the financial services, rather than careers in healthcare, education and other sectors which support social reproduction.

The future is here

Social organisation which depends on the exploitation of personal and communal resources along the lines of race, gender and citizenship to provide wellbeing to its population is not only socially unjust, but also unsustainable in today’s world which is realizing that there are limits to prioritizing current consumption over little else.

People’s prioritization of current consumption capacities over longer run sustainability is starting to catch up with them and closing off their futures

The comprehensive withdrawal of the state from the realm of social reproduction, and the growing personal burden of unpaid care is making it impossible for a growing number of people to invest in their futures, and in the futures of their children. People’s prioritization of current consumption capacities over longer run sustainability is starting to catch up with them and closing off their futures. The migrant labour force, whether low or high skilled, is also increasingly constrained by the growing costs of their own social reproduction in the UK, making jobs in the British care economy less attractive to them.

The chance ofowning a home in the UK has also more than halved between the early 1990s and now, while no new stocks of social housing have been built. Younger generations are thus no longer having the same opportunity to accumulate wealth as the older constituency of homeowners who purchased housing during the Thatcher era. Social spending is thus gaining more political salience than interest rates.

The pandemic has also highlighted the importance of social reproduction by showing to all of us how much work needs to be done when care provisioning institutions are not able to function and when one cannot rely on external labour to support their caring responsibilities (see Avlijaš, 2021). It has also emphasized the importance of essential workers and the broader undervalued sectors that are linked to social reproduction through provision of food, health, education, and even leisure and arts.

People are also beginning to see that personal and communal resources are key for surviving any downturn. In the absence of progressive and continual social investment that would replenish these social ‘stabilizers’ and make them more resilient for the longer run, each new crisis will simply lead to their further depletion. Furlough schemes and absence of commuting have also opened up possibilities for people to establish a different relationship to social reproduction, by cooking healthier meals for themselves, tending to their gardens, or spending more time with their children.

Growing labour shortages in the care sector, offset by Brexit and exacerbated by the pandemic, will likely increase the value of these services, and reinforce social innovations in the organisation of social reproduction. Ageing is another challenge which adds urgency to these processes.  

These multiple factors are coming together and creating a window of opportunity for new political coalitions that could make Britain transform its relationship to social reproduction. A turn to a more sustainable model of socio-economic organisation will depend on the society’s ability to face its own cost of social reproduction and to redistribute it more evenly. In all weathers, we should expect a growing salience of social reproduction and the economy of care in the post-covid arena of ‘noisy’ politics.

References

Avlijaš, Sonja. (2021). “Security for whom? Inequality and Human Dignity in Times of the Pandemic”. In Pandemics, Society and Politics: Critical Reflections on Covid-19, edited by Gerard Delanty, De Gruyter, Berlin. Pp. 227-242.

Avlijaš, Sonja, Hassel, Anke and Palier, Bruno. (2021). “Growth Strategies and Welfare State Reforms in Europe”. Chapter 12 inGrowth and Welfare in Advanced Capitalist Economies. How Have Growth Regimes Evolved?,edited by Bruno Palier and Anke Hassel, Oxford University Press. Pp. 373-436. DOI: 10.1093/oso/9780198866176.003.0012

Bhattacharya, Tithi. (2017). Social Reproduction Theory: Remapping Class, Recentering Oppression. London: Pluto Press.

Blagojevic, Marina. (2010). “Non-‘White’ Whites, Non-European Europeans and Gendered Non-Citizens: On a Possible Epistemic Strategy from the Semiperiphery of Europe”. In Scherrer, C. & Young, B. (eds.) Gender Knowledge and Knowledge Networks and International Political Economy,Baden-Baden: Nomos. Pp.183-197. doi.org/10.5771/9783845223858

Innes, Abby. (2021). The limits of institutional convergence: why public sector outsourcing is less efficient than Soviet enterprise planning, Review of International Political Economy, 28:6, 1705-1728, DOI: 10.1080/09692290.2020.1786434

Morel, Nathalie. (2015). “Servants for the knowledge-based economy? The political economy of domestic services in Europe.” Social Politics: International Studies in Gender, State & Society 22(2): 170–92. DOI: 10.1093/sp/jxv006

Sonja Avlijaš is a Marie Sklodowska-Curie Fellow at the Faculty of Economics, University of Belgrade and a research associate at Sciences Po, Paris. She holds a PhD in political economy from the LSE. Interested in the secrets of modern capitalism, Sonja researches what life at the European periphery can tell us about the international political economy of globalization, financialization and digitalization. She is devoted to supporting subalterns in their efforts to interpret the complexity of their experiences in today’s world. She will be completing her book on gender, work, social reproduction and the post-1989 world order during her 2022 Wayne Vuchinich fellowship at Stanford University.

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The Legacy of Colonial Social Welfare Legislation

Courtney Hallink

Following the end of apartheid in 1994 and South Africa’s first democratic election, the country gained international attention for the rapid expansion of its social grant system and the inclusion of the right to social assistance in the new constitution. As of 2018, roughly 44 per cent of all households receive at least one social grant every month – a non-contributory cash transfer funded by government revenue (South Africa Social Security Agency, 2018).

the focus on inclusion has distracted from the ways in which South Africa’s social grant system is also necessarily a system of exclusion

However, the focus on inclusion has distracted from the ways in which South Africa’s social grant system is also necessarily a system of exclusion. Social grants are provided to low-income caregivers with children, the elderly, and differently abled individuals. Working-age adults who are unemployed are excluded from the grant system, despite the constitutional right to social assistance for all and the exceptionally high unemployment rate. Individuals who are formally employed have access to the Unemployment Insurance Fund; however, it only provides individuals with short-term unemployment benefits and excludes informal workers.

Long-term unemployment accounts for 75 per cent of the unemployed, while informal employment accounts for about 17 per cent of the work force (Rogan & Skinner).  This is approximately 9 million people, or 15 per cent of the population. Black South Africans are disproportionately represented in both these categories.

The racialized nature of unemployment in South Africa is perhaps most obvious through the country’s unemployment statistics. In the first quarter of 2021, the unemployment rate for ‘Black’ South Africans was 48 per cent whilst the unemployment rate for ‘Coloured’ South Africans was 24, 14 for ‘Indian’ South Africans, and 9 for ‘White’ South Africans (Statistics South Africa, 2021) (1).

I trace these exclusions back to South Africa’s colonial period, beginning with the adoption of the Unemployment Benefit Act in 1937 which established the Unemployment Insurance Fund. The unemployment insurance system was established alongside the implementation of racial segregation and suited the objectives of both capitalist expansion and the extension of colonial power. It was a part of a larger project of separating urban ‘citizens’ from rural ‘subjects’ – ‘modern’ from ‘pre-modern’ and ‘civilized’ from ‘uncivilized’.  

While the legislation has been amended and repealed several times, the core structure of the fund has stayed the same, even after the end of apartheid in 1994. Although the insurance legislation was ostensibly de-racialized following the end of apartheid, it continues to reproduce stratification along the same dimensions it did throughout the colonial period. This points to the limits of inclusion – however limited that inclusion might be – in systems that were fundamentally built on exclusion. We must be more creative in the ‘post’-colonial present when imagining new systems that are truly emancipatory and capable of reducing socio-economic inequality.

The Colonial Origins of South Africa’s Unemployment Insurance System

Between 1937 and 1949, the foundations for South Africa’s unemployment insurance system were laid. The fund was first established with the 1937 Unemployment Benefits Act, which excluded all casual workers and ‘native’ mine workers. In 1946, the act was repealed and replaced with the Unemployment Insurance Act. The new act introduced the exclusion of all rural Black South Africans. It also excluded Black South Africans working on gold and coal mines, individuals employed in agriculture, and domestic workers.

In 1947, a Commission of Inquiry was established to make recommendations for the system of unemployment insurance. Members of the commission pushed for the exclusion of all Black South Africans, not just Black South Africans working in rural areas. The Act was eventually amended in 1949, one year after the National Party won the 1948 election. However, no substantive changes were made.

In 1949, eligibility for the Unemployment Insurance Fund for Black South Africans was excluded to individuals working in fully urbanized, formal employment. Black South Africans in rural areas, and all individuals in casual employment, were made ineligible. Few substantive changes were made following the 1949 amendment act.

In the 1980s, the legislation was amended several times to account for independence granted to the ‘Bantustans’ or ‘homelands’ (although their independence was never recognized by any other government), which were geographically secluded and administratively separate regions that Black South Africans were forcibly moved to according to ethno-linguistic groupings. The legislation replaced the exclusion of rural workers with the exclusion of individuals in the Bantustans – the logic being that neither were citizens of South Africa and therefore were ineligible for state assistance.  

I locate these exclusions within the South African Marxist tradition which situates the development of racial segregation in the demands of capitalist expansion. In 1972, Harold Wolpe, a South African exile who escaped prison after the Rivonia Trial in 1963, wrote what would later be considered a key text in the South African tradition of radical political economy (Wolpe, 1972). Drawing from Rosa Luxemburg’s dual economy thesis, Wolpe theorized the development of segregation and apartheid in ways that we would now understand as racial capitalism – a term which was first used by South African exiles Martin Legassick and David Hemson, and famously theorized by Cedric Robinson in his magnum opus, Black Marxism: The Making of the Black Radical Tradition.

Wolpe posited that racial segregation enabled the demands of capitalist expansion by allowing the capitalist economy to exploit the subsistence economy in the ‘reserves’ by fixing wages below the level of subsistence, owing to the presumption that the worker’s subsistence could be met through support from the extended family (whether or not this was actually true in practice). This underpinned the migrant labour system which was a cornerstone of the South African economy.

This process was necessarily gendered in that it was almost entirely men who were engaged in migrant work while women were forced to fill the subsistence roles in the reserves. This logic was used by the colonial state to justify the exclusion of migrant and rural workers from the unemployment insurance system. The cost of labour would be lower if neither employers nor the government had to contribute to the unemployment insurance on their behalf.

Mahmood Mamdani’s Citizen and Subject is particularly useful in grappling with how social welfare legislation fit within the larger colonial project of racial segregation beyond the demands of capitalist expansion (1996). Mamdani describes the colonial state as a bifurcated power where individuals in urban areas were seen as citizens and were fully incorporated into the state’s institutions, including unemployment insurance, whereas individuals in rural areas were viewed as subjects and ruled through customary law.

This involved a racialization of individuals in urban areas and a ‘tribalization’ of individuals in rural areas

This involved a racialization of individuals in urban areas and a ‘tribalization’ of individuals in rural areas, or the reserves (and later, ‘Bantustans’). This created a distinction between ‘modern’ and ‘pre-modern’; ‘civilized’ and ‘tribalized’; and formal and informal. In all cases, the latter was perceived as the former’s negation.

Post-1994 Unemployment Security System

The exclusions laid in the period between 1937 and 1949 largely characterized the unemployment insurance system until it was revised in 2001, seven years after the end of apartheid. The 2001 legislation incorporated all employees, regardless of whether workers were in rural or urban areas. However, it did nothing to incorporate informal employees. The state also resisted efforts to include unemployed adults in the social grant system.

As early as 1998, a universal basic income was raised by the Congress of South African Trade Unions (COSATU) – the trade union which makes up one of the parties of the governing Tripartite alliance with the African National Congress and the South African Communist Party. After the idea was raised by COSATU, the government commissioned the Taylor Committee in 2000 to investigate gaps in the cash transfer system and deliver policy recommendations.  In 2002, the Taylor Committee proposed a Basic Income Grant of R100 to be paid each month to all South African citizens. The proposal had considerable support from civil society and led to the creation of the BIG coalition. Yet, the proposal was ultimately rejected due to concerns about ‘dependency’ and questions about affordability.

Following the rejection of the BIG, the debate about basic income has been largely absent from policy discussions (Hallink, 2021). However, with the onset of Covid-19 pandemic, working-age adults were suddenly made eligible for a cash transfer under the ‘emergency coronavirus grant’. It would provide R350 to all unemployed adults not currently receiving a grant. Individuals who had been unemployed far before the onset of the pandemic were suddenly made eligible for a cash transfer, albeit temporarily.

Once there was a ‘legitimate’ external cause for South Africans’ unemployment status, social grants were considered appropriate for the unemployed (Ibid). The emergency Coronavirus grant was set to be replaced by a basic income grant; however, the emergency grant lapsed on the 30th of April 2021 and no announcements were made about the introduction of the promised basic income. The SRD was reintroduced after nationwide unrest in July and currently remains in place. However, the grant could be ended at any time without a warning.

Until we reckon with the legacies of colonial social welfare legislation, the existing unemployment security system will continue to reproduce stratification and socio-economic inequality

The urban/rural division that was institutionalized during segregation and apartheid was not about the geographical division simply put but was a shorthand for separating fully ‘modernized’ or ‘urbanized’ Black South Africans from so-called ‘tribal’ Black South Africans, both ontologically and physically. The division between formal and informal remains, but it transcends the geographical distinction made by colonial policy-makers. Until we reckon with the legacies of colonial social welfare legislation, the existing unemployment security system will continue to reproduce stratification and socio-economic inequality in post-colonial South Africa.

Notes

(1) The apartheid state introduced four racial categories. The categories ‘Black’, ‘Coloured’ (a category with a complicated history that is now often simplistically reduced to mean ‘mixed race’), ‘Indian/Asian’ and ‘White’ are still used today.

References

African Social Security Agency. “A statistical summary of social grants in South Africa, February.” Pretoria: SASSA, 2018.

Hallink, C. “South Africa’s time for a basic income grant has come – but the ANC is still apprehensive and non-committal.” Daily Maverick, 2 February 2021. Retrieved from

Mamdani, M. Citizen and Subject: Contemporary Africa and the Legacy of Late Colonialism. Princeton: Princeton University Press, 1996.

Rogan, M. & C. Skinner, “The size and structure of the South African informal sector 2008-2014: a labour-force analysis.” In The South African Informal Sector: Creating jobs, reducing poverty, edited by F. Fourie, 77-102. Cape Town: HSRC Press, 2018. Retrieved from .  

Statistics South Africa. “Quarterly Labour Force Survey, Q1: 2021.” Pretoria: Republic of South Africa, 2021. Retrieved from .  

Wolpe, H. “Capitalism and cheap labour-power in South Africa” in Segregation and Apartheid in Twentieth-Century South Africa, edited by W. Beinart & S. Dubow, 60-90. London: Taylor & Francis, 1995.

Courtney Hallink is a PhD candidate in the Department of Sociology at the University of Cambridge. She previously completed her master’s at the University of Cape Town. Courtney’s research examines how the legacy of colonial unemployment insurance legislation affects the racialization of social citizenship in post-colonial South Africa. In other words, she asks how social welfare policies implemented during Segregation and Apartheid continue to create and reinforce stratification (both intentionally and unintentionally) in the post-1994 era. Courtney’s research is situated in current debates about the extension of South Africa’s social grant system to unemployed adults and the implementation of a basic income.

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NHS Apartheid: On resisting NHS charges for overseas visitor healthcare

Kathryn Medien

Following the 2014 Immigration Act, there was a broadening of pre-existing National Health Service charges for ‘overseas visitors.’ This expanded the group of people deemed chargeable for secondary health care, made provisions for charging at 150% of the cost to the NHS, and saw the introduction of the ‘immigration health surcharge’ for those applying for a visa to live and work in UK.

For residents with insecure immigration status, the entrenching of border controls within the NHS and the attendant financialisation of healthcare has functioned as deterrent, preventing migrants from accessing necessary medical treatment for fear of subsequent debt collector and Home Office involvement.

Indeed, not only do many NHS trusts outsource debt collection to private agencies but, through the stipulation that patient details can be passed on to the Home Office if healthcare debt is outstanding for more than two months, accessing vital medical care can now lead to visa refusal, detention and deportation.

These passport checks and charges, which form part of the broader hostile environment policies, have been fiercely critiqued and resisted by patients, medical practitioners, and other campaigns and organisations, where calls have centred on ending this policy and abolishing the hostile environment more broadly. However, less discussed is how current charges for NHS secondary care draw upon on an earlier iteration of NHS passport checks and charges for migrant health care, first introduced in October 1982.

activists framed their resistance such that it allows us to draw out the connections between internal bordering within the British welfare state and the ongoing legacies of empire and colonialism

This short article recovers this earlier policy and details how it was understood and resisted by migrant organisations and community activists. Drawing on archival research, I suggest that activists framed their resistance such that it allows us to draw out the connections between internal bordering within the British welfare state and the ongoing legacies of empire and colonialism, both here and elsewhere. Such understandings may help us better grapple with how passport checks and charges within the British welfare state today inherit their logics from colonial governance.

Health Charges for Overseas Visitors, 1982

In 1981, the UK Government announced their intention to introduce passport checks and charges for overseas visitors’ NHS treatment, with responsibility placed on healthcare providers to recuperate outstanding debt. This was to be done through an amendment to Section 121 of the NHS Act 1977 and, similar to current charging regulations, excluded various treatments including sexually transmitted and contagious diseases, treatment for those detained under the Mental Health Act, and treatment in accident and emergency departments. The announcement was justified through claims of alleged widespread abuse of the health service by foreign nationals. As a result, the government suggested that the policy would save the NHS £5 million a year.

While the introduction of NHS charges for overseas visitors was officially framed through discourses of health tourism, a discourse more recently described as a racist ‘baseless myth to support the supposed need to exclude people from accessing the NHS’, they were also situated within a broader context in which the rights of racialised migrants in Britain were being eroded through the Nationality Act 1981.

The 1981 Act built on previous immigration acts (1962, 1971) and sought to recreate British citizenship through abolishing birth right and making citizenship dependent on direct descended connection to the UK. In effect, the Act removed former citizens of British Empire from the category ‘British’, thus characterizing citizenship in Britain as racialized (Tyler, 2010). As a result, a number of restrictive policies were introduced that sought to make services conditional on citizenship and residency, introducing passport checks into healthcare, social security, housing, and elsewhere.

the move to restrict certain migrants from healthcare provision also functioned to deny them access to resources derived from colonial extraction

In the specific context of the NHS, which had and continues to benefit from the labour of Commonwealth migrant workers, the move to restrict certain migrants from healthcare provision also functioned to deny them access to resources derived from colonial extraction. Indeed, as Gurminder Bhambra has argued, ‘taxation in colonial dependencies and resource extraction and appropriation continue to be part of the explanation for the growth of the resources available for the establishment of the domestic welfare state’. The implementation of passport checks and charges for NHS care, both in the 1980s and now, should be situated within this broader colonial history, and understood as both instances of racist surveillance and restriction and as a policy that facilitates continued colonial dispossession (El-Enany, 2020).

The 1981 announcement of NHS passport checks and charges was met with widespread criticism from trade unions, medical practitioners, migrant organisations, and law centres. The National Union of Students (NUS) and the United Kingdom Council for Overseas Student Affairs (UKCOSA) called for international students to be treated as a ‘special case’ and exempted from NHS charges.

A report published by UKCOSA in December 1981, Overseas Students and the NHS: The Wrong Prescription, called for NHS charges for overseas students to be scrapped, claiming that they would be racially discriminatory in practise and that they would be ‘a first-step in an insurance-based health service for all’ (1981, 19). The report also noted that ‘the saving of £5m is calculated to be less than 0.04% of the health budget and the Health Authorities themselves have expressed scepticism as to whether any saving will be made’ (1981, 14).

The NUS International Students Campaign called a day of action against the charges, held on January 29th 1982. The day included picket lines outside hospitals, the lobbying of MPs, and evening gigs to raise awareness and campaign funds. In February 1982 Norman Foster, then Secretary of State for Social Services, announced an amendment to the original NHS charging proposal whereby all visitors, including international students, who had resided in the UK for over a year would exempt, as would international students already residing in the UK.

However, despite these concessions, on October 1st 1982 NHS charges for overseas visitors came into effect.

No Pass Laws to Health!

In response to the introduction of NHS charging regulations, a number of local campaigns arose that sought to resist them. One such group and the focus of this section, No Pass Laws to Health, formed as a coalition of law centres and migrant organisations in North London and sought to document and resist passport checks and charges.

The campaign took their name – No Pass Laws to Health – from the pass law regime of Apartheid South Africa, a system of governance that has its roots in British colonialism. Requiring Black and other racialised workers to carry pass books with them at all times in order to access employment and land, the pass law regime sought to maintain racial segregation and dispossession within a white supremacist state, while also securing the provision of cheap Black labor. In other words, pass laws functioned to produce and maintain a system of racial capitalism.

The use of pass laws as a frame to apprehend internal border controls within 1980s Britain, in my view, allowed important connections to be drawn between tactics of racialising and colonial governance in post-colonial Britain and elsewhere. This is an important framing in the context of the Nationality Act 1981. Indeed, if we understand NHS charging regulations to be part of a larger state project functioning to deny citizenship and rights to certain formerly colonised populations and to prevent those populations from accessing resources derived from colonial extraction, then colonialism, racial capitalism and anti-colonial resistance are vital frameworks within which to situate and resist internal border controls in post-colonial Britain.

the No Pass Laws to Health campaign argued that passport checks and charges within the NHS were racist and anti-working class

In their public facing materials, the No Pass Laws to Health campaign argued that passport checks and charges within the NHS were racist and anti-working class; they functioned to divide the workforce along lines of race, resulting in the creation of a colour bar within the health service. They raised concerns that the policy functioned to turn health workers into agents of the Hone Office, ushing in a in a regime of racial profiling. The group also noted the disproportionate impact that the policy would have on migrant women because of the gendered nature of reproductive labour; women ‘have to go to the hospital more often then men, not only for reasons of their own health but the responsibility for ensuring that sick and injured children generally falls on their shoulders’.

Working with trade unions, migrant organisations and individuals effected by the policy, the campaign’s work was varied. On December 12th 1982 they held a conference at City Hall, London, which brought together trade unions medical professionals and community organisations. Through law centres they collated instances of charging and supported cases. The campaign also created information and advice leaflets, which were translated into Arabic, Bengali, Greek, Spanish, Tagalog, Turkish, Urdu, among other languages.

As the campaign continually argued, the NHS charges for overseas visitors were unlikely to generate significant revenue. And unlike todays hostile envionment, this earlier iteration of NHS charges were not a statutory duty. Thus, burdened with the signifcant costs of administering the passport checks and charges, along with continued resistance from unions, healthcare workers, and the affected pateients, by 1984 many hospitals had dropped the charging regime having made a fianncial loss.  

Conclusion

While the 1980s fight against border controls within the NHS wasn’t ‘won’ in any spectacular way, the support that campaign groups provided undoubtably played a role in helping those affected navigate the charges. Moreover, in the context of the No Pass Laws to Health campaign, the framing of passport checks and racialised welfare restriction as akin to colonial and apartheid systems of governance offers us fertile ground through which to connect and analyse struggles against border controls and racialised surveillance globally. Indeed, while South Africa’s pass law regime officially ended in 1986, scholars have traced its many afterlives to a variety of systems of racialised governance that seek to control movement such that exploitation and appropriation are facilitated – from the Israeli ID card regime used to classify and control Palestinian movement, to the US guest worker visa programme and European visa regimes (Clarno, 2017; Hahamovitch, 2013).

it is vital that we frame our demands for universal healthcare outside of a nationalist frame

At a time when ‘NHS nationalism’ – the widespread public supporting and celebrating of the NHS as a patriotic symbol of modern Britain – is prevalent, it is vital that we frame our demands for universal healthcare outside of a nationalist frame, recognising the active role that British empire played in determining the very existence of the NHS, who is excluded from healthcare and where those tactics of exclusion inherit their logics from. In recovering this 1980s history of health charges for overseas visitors, we are reminded that current internal border controls are not new, but rather that they build on earlier restrictions and Britain’s colonial legacies. Moreover, in connecting Britain’s internal borders to other forms of racist restriction and control, we must remain vigilant that the fight against racist governance is not a nationalist fight, but rather one in common with subjugated populations globally.

Notes

All images were taken at the Joint Council for the Welfare of Immigrants (JCWI) archives located in the Hull History Centre. They are printed with permission from JCWI.

References

Bhambra, G.K. (2021). Colonial global economy: towards a theoretical reorientation of political economy. Review of International Political Economy, 28(2): 307-322. DOI:

Clarno, A. (2017) Neoliberal Apartheid: Palestine/Israel and South Africa after 1994. University of Chicago Press. DOI: 10.7208/chicago/9780226430126.001.0001

El-Enany, N. (2020). (B)ordering Britain: law, race and empire. Manchester University Press. DOI:

Hahamovitch, C. (2013) No Man’s Land: Jamaican guestworkers in America and the global history of deportable labor. Princeton University Press. DOI: 10.23943/princeton/9780691102689.001.0001

Tyler, I. (2010) Designed to fail: A biopolitics of British citizenship. Citizenship Studies, 14(1): 61-74. DOI:

Kathryn Medien is a Lecturer in Sociology at The Open University.

Header Image Credit: Joint Council for the Welfare of Immigrants

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Welfare, Improvement, Reparations

Stefano Harney & Willem Schinkel

Improvement

In 1936, Dutch legal scholar A.H. Böhm published a dissertation titled The Right to Colonization (Het recht van kolonisatie). In it, he deals with Francisco de Vitoria’s legitimation of Spanish colonial conquest in the early 16th century. Vitoria occupies a crucial position in the legal justification of colonization, invoking, according to many for the first time, a formulation of jus gentium – the law of nations – as its underpinning of that justification.

As Vitoria argues, there can be no justification of conquest on the basis solely of religious arguments, or on the basis of the idea that the colonized are not human, or are human to a lesser degree. The colonized could not be considered ‘natural slaves’ in the Aristotelian sense, as Sépulveda would argue soon after Vitoria’s death in the (in)famous Valladolid debate with Las Casas.

The manoeuvre Vitoria performs is to include the indigenous populations of the Americas (so called, barbari) not only in his definition of humanity, but also in the jus gentium or law of the peoples. The latter is especially important, because it has the effect of binding them to recognition of the right to free passage of Europeans, the ius peregrinandi et degendi. It also means that Europeans, once being (in Vitoria’s view) legally enabled to set foot on indigenous lands, they could also have the right to any resources they accessed first.

For Böhm, writing in the 1930s, Vitoria provides a way to justify the Dutch conquest and continued colonial domination of the Dutch East Indies, but he does so in a way that modifies the argument in his conclusion. There, the ‘wellbeing’ of both colonizer and colonized is argued as being crucially at stake in the continuation of colonization. As Böhm says:

“The colonial relation in modern society finds its legitimation (…) solely in the demands of public wellbeing. First in the wellbeing of the colonized people, which could not maintain and further develop its established cultural and economic standing (…) While this people has the obligation to effectively pursue its own wellbeing, it also has the obligation to accept the only means to do so, namely the lead of the colonizer, and in this same fact the colonizer finds the right to lead” (1936: 186)

Wellbeing is understood by Böhm as encompassing both material wellbeing, and (Christian) cultural and moral wellbeing. In consequence, it involved both labour legislation and education and family policies.

It is not difficult to discern in this image of the colonial state the contours of the modern welfare state. Indeed, as Ann Laura Stoler (2010) has shown, the Dutch Indies were a testing ground for what would now be called welfare policies – in particular those related to moral hygiene – later implemented in the Netherlands, and this is a more general feature of European colonial conquest.

In 1818, Dutch general Johannes van den Bosch founded a number of ‘colonies’ in the north of the Netherlands to house and discipline the poor. These colonies, where Dutch urban poor were placed to work the rough peat soil, were called the ‘Society for Benevolence’ (Maatschappij van Weldadigheid). They would be taken over by the Dutch state in 1859.

In 2021, several of them (including one that continues to operate as a prison) were raised to the status of a UNESCO World Heritage site, in part, according to the provincial government of Drenthe, because they represent the beginnings of the welfare state. As a provincial politician said:

“The colonies were a social experiment in fighting poverty. They can be a sign of hope for humanity in trying to improve the circumstances of the poor and vulnerable.”

Accounts of these ‘domestic’ colonies take care to distinguish between ‘free’ and ‘unfree’ colonies – a distinction likely relevant for those who associate liberalism with freedom – but the more fundamental issue is the attempt at subject formation by way of improvement. Johannes van den Bosch didn’t come up with a plan for the colonies out of nowhere: he came up with it in the colonial Dutch East Indies, where he had served between 1798 and 1808, and to where he would return in 1827, ultimately to become governor general.

These two sketches highlight the role played by ideas and practices of ‘inclusion’ and ‘improvement’ in the connections between welfare and coloniality. What Vitoria provides is the pharmakon of property, that comes with a poisoned gift of inclusion. The recognition of always already having had the natural right of property, dominium civile et verum dominium, involves a disingenuous generosity of not being named natural slaves in the Aristotelian sense. Vitoria held that nothing could take away the dominium of the indigenous. So, too, did Vitoria include indigenous Americans in the ‘virtual consensus’ (virtuali consensu totius orbi), the tacit agreement of all men that established the jus gentium, the law of nations or of peoples.

In what Denise Ferreira da Silva (2007) calls a ‘scene of regulation’, the law of peoples establishes the universality of dominium, of the propertied self. Inclusion in this Stoic cosmopolitanism, a cosmopolitanism Ashley Bohrer (2018) has called ‘color-blind’, means suffering the consequences of the imposition of the idea of a single world, a single humankind. It involves the imposition of subjectivity not merely as natural law, but as something to be developed and improved, a propertied subjectivity that commits one to imposing on earth and others the activity of governance and improvement.

This pharmakon of inclusion in a universal order of property is a manoeuvre repeated again and again. Another example would be the ‘imposition of severalty’ in the United States, the breaking up of communal land and the introduction of individuated property titles, giving rise to a fractionation of land and, ultimately, the dispossession of native Americans precisely as a consequence of being given the gift of possessive individualism. Improvement, here, is the name of something that proves to be genocidal, something that configures itself as inevitable, and as all-inclusive.

The argument from improvement – or development – is of course very much alive today. The trap here is to get sucked into such discourse, to weigh the scales and assess the balance, or even to argue against improvement, which means to still reside in the orbit of improvement, necessarily having to accept all that it entails.

Welfare and/as improvement

Welfare is of the order of this pharmakon of inclusion and improvement or, as its neoliberal version has it, of ‘activation’: a poisoned gift, a ruse that sweetens the raw deal of the destruction of solidarity across lines drawn by race and class, lines historically constituted by ongoing colonial divides. Welfare is one mode of racial capitalism’s suppression of class-conflict. In the West, welfare included workers in racial capitalism as ‘middle class’, a name for the acceptance of what is considered inevitable, or as Anthony Reed (2021: 107) says: middle class is “less a relationship to the means of production than an affective relation to the current order of things.”

This is why welfare states start to become subject to retrenchment when non-white populations start to benefit ‘disproportionately’ – a retrenchment in steady step with the revamping of welfare state as a punitive and carceral state, which, however, does come equipped to process surplus lives.

Welfare, built on the riches of colonial conquest, is one name for the historically particular settlement that white workers, in Du Bois’s account (1962 [1935]: 700-701), struck with capital: break up solidarity across racial lines, and participate in accumulation, however slightly and mostly through a ‘psychological wage’. That settlement, which did not involve enrolling race into the workings of capital but was a historically particular configuration of race and/as capital, has been undercut by neoliberalization.

In this reconfiguration, welfare is increasingly recoded not as racialized pacification of class struggle but as the racial economy through which colonized and postcolonial populations are managed. But still, whether as welfarist ‘participation’, ‘activation’ or ‘(immigrant) integration’, improvement lingers on, as an imposition on lives marked by a lack, as if it is not incompleteness we share. But what if we didn’t consider welfare as improvement, but rather as a particular historical configuration of what has been stolen from us in the first place?

Welfare in Marxism

Let’s recall the analysis of welfare and the welfare state we inherit from Marxism. There are two ways of looking at welfare based on the undoubted insights of a Marxist analysis with all its features, including attention to class struggle, to historical change and specificity, and to the inseparability of the political and the economic at the moment liberalism separates them ideologically, which is to say, also our moment. Broadly speaking, one insight foregrounds the economic in relation to the political, and the other the political in relation to the economic and at their most piercing, political economy retains its integrity.

From the privilege of the political, a Marxist analysis will offer us two diagnoses. First, that whatever welfare rights or entitlements exist are not in fact the result of a political process at all, understood in the liberal sense. Rather, whatever welfare state exists, that state exists as a truce in a war, a war between the classes.  It is a settlement, a result of both the capitalist class suing for peace, and the exhaustion of the armies of the workers. This insight – that the welfare state is nothing as beneficent as a social contract nor much less the result of a disputation of the public sphere – is one of Marxism’s enduring critiques. It reaches its apex in the work of Nicos Poulantzas (1978) who subsumes the state as a whole in this war, subsumes it in a class struggle ‘on the field of the state.’ Poulantzas also allows us to situate this battle stilled by the welfare truce within the larger war over society versus property. Nonetheless this critique sits somewhat uneasily with Marxism’s other political insight.

In the second of its political critiques, again welfare does not appear as either a policy initiative of the modern state, nor a modernized paternalism. Instead, elements of the welfare state are put in place to prevent a war on society itself. We say this critique sits somewhat awkwardly with the first because it risks veering in one of two directions. Retaining its sense of antagonism this critique has been pioneered and developed by Marxist feminists who point to the struggles around domestic social reproduction. Scholars in the black radical tradition join Marxist feminist scholars in seeing social reproduction as the prime site, expanding the social reproduction of capital to its base in the crucible of forced labor camps of enslaved Africans, and the iterations of these camps throughout the colonial world.

This change of protagonist raises questions for the first critique, as has been justly well-rehearsed. But so too does veering in the other direction. This other direction is the direction of Keynesianism, of bourgeois sociology more generally, and emphasizes the necessity of the welfare state for the functioning of capital, to secure further accumulation of both labor and capital. It obviously veers in functionalism but at the same time it would wrong to deny any agency to the capitalist state, which does indeed, however ineptly and with however diminished a capacity, function. The place of the wages of whiteness critique, first advanced by W.E.B. Du Bois, also operates in this ambiguity, leading some to think of race, against Du Bois’s historicization, as functional to capitalism, and thus also to welfare state capitalism. Cedric Robinson (1983) famously corrects this functionalist error. Race may appear to function for capitalism. Robinson shows us instead it functions as capitalism.

Finally, there is the Marxist insight achieved by focusing on the economic. Here welfare benefits and rights come to be understood, like the vote, as something returned to workers having been stolen from them in the workplace. The socialized labor of the worker, like the social control of the worker, is expropriated for private gain and private power. Rather than seeing benefits at work, or welfare from the state, as gains, they are in a sense always losses. Some fundamental sociality is first forced into a social relation for capital, and then robbed both of its originary, though not original, sociality, and of its latest version in the workplace and in its forcefully rearranged social reproduction of the worker in that workplace. Welfare and benefits of any kind can then only be seen as an inadequate compensation for this loss.

Reparations

There is of course a word for the inadequate compensation for fundamental loss. That word is reparations. Scholars of domestic social reproduction and slave revolts alike already point to the incalculable loss, the uncountable debt of both sides of capital’s movement. In its ongoing primitive accumulation and in its ongoing socialization, its fist and its glove it destroys ways of life, even the ones it encourages. The scholars of reparations begin from another impossibility than that of Marxist analysis. It is not the impossibility of settling for welfare. It is the impossibility of settling.

The great insight we gain from the scholars of reparations is that to win is not to get back everything owed, everything stolen, or even to take what is yours, including when what is yours is the state. What it would mean to win is to be able to dwell in the incalculable, the impossibility of accounting either for loss or for love. In order to press for that victory, scholars of reparations make the case for the necessity of being repaid, being compensated, at the very time they make the argument that this debt can never be either calculated or repaid.

This is the brilliance of Sir Hilary Beckles’ report on and tireless commitment to reparations for Caribbean nations. He demands an accounting of horrific historical theft, and at the same time preempts the settlement of an account by insisting that nothing could be adequate. He thus makes it impossible for anyone delivering reparations to receive credit for matching the debt.

Something similar is playing out below the surface and superficiality of the politics of education in the United States today. Members of the Republican Party in the US are appealing to white supremacist parents of children in schools, claiming that schools are teaching ‘critical race theory’ and teaching white children to see themselves as oppressors. Journalists note that no such curriculum exists in the many places the political disputes arise. Journalists report again and again that the claims by Republicans that teachers are teaching critical race theory are unfounded. 

But the journalists are wrong. Critical race theory is being taught in the schools, just not in the curriculum, as it is, and always has been, taught in the family, the neighborhood, and in popular culture. Those parents have every reason to fear for their white supremacist ideology. And indeed, it is being taught the way it should be taught, without school credits, as part of a perpetual debt, and as a debt that cannot be calculated or resolved. Critical race theory is the other side of the Movement for Black Lives, the undercommons of that movement. While the movement demands justice, in the undercommons of that movement, there will never be anything like sufficient justice, sufficient reparations.

What the scholars of reparations and the critical race theorists of black social life teach us is something more than a correction or relocation of the war itself, though correction and repair also animate their daily struggles. And indeed, this incalculability is often to be found below the surface of those who appear to be only correcting or relocating the antagonism. Perhaps nowhere is it found more fruitfully than in the studies of the welfare rights movement in the United States in the 1960’s and 1970’s, a movement led by black women, many of them recipients of welfare benefits.

Their stories are told by scholars like Premilla Nadasen, Annelise Orleck, Mary E. Triece, and, of course, Francis Fox Piven. The beauty of their leadership, their struggle, and their demands is that they retain the affect of an incalculable debt, but also offer the demand of a compensation in welfare benefits that defies the moral framework of credit and debt. Even when they appeal to the logic of the welfare state, they also insist they need what they need. Theirs is a call to bring the incalculable into the daily struggle.

And the call is this: that social life will gather under the sign of the incalculable both of loss and of love, as indeed it already does under unthinkable duress amongst those who both seek repair and reject its settlement as inadequate to what they know they have even when they do not have access to it.

References

Böhm, A.H. 1936. Het recht van kolonisatie. Francisco de Vitoria’s lessen over het recht tot koloniseeren in verband met de Spaansche kolonisatie, het optreden der pausen en het internationale recht [The right to colonization. Francisco de Vitoria’s lessons on the right to colonize in relation to the Spanish colonization, the action of the popes and the international law], Utrecht: Oosthoek’s Uitgevers-Maatschappij.

Bohrer, A. 2018. ‘Color-Blind Racism in Early Modernity: Race, Colonization, and Capitalism in the Work of Francisco de Vitoria’, Journal of Speculative Philosophy 32(3): 388-399. DOI:

Da Silva, D. 2007. Toward a Global idea of Race, Minneapolis: University of Minnesota Press.

Du Bois, W.E.B. 1962 [1935]. Black Reconstruction in America, 1860-1880, New York: The Free Press.

Poulantzas, N. 1978. Classes in Contemporary Capitalism, London: Verso.

Reed, A. 2021. Soundworks: Race, Sound and Poetry in Production, Durham: Duke University Press.

Robinson, C.J. 1983. Black Marxism. The Making of the Black Radical Tradition, Chapel Hill: The University of North Carolina Press.

Stoler, A.L. 2010. Carnal Knowledge and Imperial Power. Race and the Intimate in Colonial Rule, Berkeley: University of California Press.

Stefano Harney is Professor of Transversal Aesthetics at the Academy of Media Arts Cologne, Germany

Willem Schinkel is Professor of Social Theory at Erasmus University Rotterdam, the Netherlands

Header Image Credit: ‘An administrator’s house in the Veenhuizen colony with the edifying statement ‘kennis is macht’: ‘knowledge is power’.’ Wikimedia Commons

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Editorial: Logics of Welfare

Gurminder K Bhambra

The emergence of the welfare state in twentieth-century Europe tends to be associated with the successful struggle by domestic labour movements for higher wages, shorter hours, better working conditions and ‘social rights’. It is also seen to come about, in part at least, as recompense to the working population for their participation in two devastating wars and as a consequence of a growing national electorate able to lobby for such demands. Nancy Fraser is not unusual among scholars for seeing the welfare state as a historic achievement of the organised working class within European countries (1).

However, as Du Bois wrote in the 1940s, it is not possible to understand the situation of the working class in the metropole – that is, in colonising countries – without also taking into consideration the contemporary colonial organisation of the world. When working people within European countries began to demand ‘costly social improvements from their governments,’ he argued, the financial burdens of this were not, for the most part, met from domestic resources, but through increased extraction from the colonies (2). Post-war social settlements were paid for from a patrimony of colonialism and racialised exploitation.

The economic health of the British state relied on these [colonial] relations of economic and political subordination and exploitation…

In the British context, for example, the development of the welfare state after WWII depended on the writing down of the debt that Britain owed to newly independent India and Pakistan, appropriating the dollar-earnings of its remaining colonies, and subordinating the economic development requirements of those colonies to its own needs. The economic health of the British state relied on these relations of economic and political subordination and exploitation and yet there is almost no discussion of them in the literature on the emergence of the domestic welfare state (3).

Failing to acknowledge the broader constituencies that have contributed to the resources available to national states for domestic policies of amelioration exacerbates the current turn to authoritarian populism. This is particularly the case where arguments about the demise of the welfare state associate it with a rise in (racialized) migration which, it is suggested, has led to a decline in the solidarities necessary for the maintenance of the welfare state. Such arguments are only possible, however, if the colonial histories that are the context for the emergence of the welfare state are absent from active consideration.

… how might we understand the changes to the welfare state over the past forty years if we took the global context seriously?

This issue of Discover Society explores various ‘logics’ of welfare in the context of inequality, race, and social reproduction. Many of the articles locate the challenges facing the welfare state in terms of the changes that have occurred over the last forty years. From the 1980s onwards, it is suggested, the welfare state was challenged by a variety of processes associated with the rise of neoliberalism. This period, however, can also be characterised in terms of the retrenchment of Western power over the rest of the world in the aftermath of formal decolonisation. As many of the authors ask – how might we understand the changes to the welfare state over the past forty years if we took the global context seriously in our analyses?

In the first article, Stewart Lansley sets out the paradox of many wealthy societies whose capacity to meet essential needs has diminished as they have become richer. The post-war reductions in inequality have reversed over the last forty years leading to a return to high levels of poverty and disadvantage including in welfare states. The reappearance of luxury capitalism, Lansley suggests, is the enemy of progress for all and requires an address of the extractive power underlying it. The article by Ishan Khurana and John Narayan frames similar concerns about inequality and its redress within a global context, both historically and contemporaneously. The rise of inequality within Western nations, they argue, was accompanied by a rise in global inequality as processes of neoliberal globalization transferred significant resource from the Global South to the Global North – reproducing the colonial relationships of earlier periods. They go on to highlight the extent to which welfare in the West was paid for, directly and indirectly, through those extractive processes and continues to be maintained through enforced austerity in the Third World.

The rise of inequality within western nations is not uniform. It also has a racialised dimension to it, particularly in terms of policing access to the benefits of the welfare state. While the idea of a ‘hostile environment’ in the UK context came to increased public attention about a decade ago with Theresa May’s ‘Go Home’ vans and the subsequent Windrush scandal, Kathryn Medien sets out its longer history. This involved the introduction of NHS passport checks and charges for migrant health care in the early 1980s and was accompanied by the removal of former citizens of the British Empire from the configuration of British citizenship. The new policies were resisted by a variety of local campaigns which, as Medien sets out, sought to make explicit the links between forms of racial and colonial governance in postcolonial Britain and further afield.

The following two articles examine the logics of welfare as they intersect with issues of care and social reproduction. Emma Dowling examines the new levy that is being introduced to support social care in the UK and Sonja Avlijaš, in turn, assesses the impact of Covid on care chains. Caring, as Dowling sets out, carries little value, with care work being devalued and systematically underfunded. The new levy, she argues, protects personal finances more than it tackles the structural conditions of care, for example, the working conditions of carers. The recurrent crises in social care and its increasing privatisation have exacerbated many of the issues in need of urgent address. As Avlijaš argues, the public policy changes to the care system were introduced in the name of efficiency but have actually led to a situation where the amount spent is higher and more of this money goes to private companies. The savings, where they are made, have come through passing social reproduction responsibilities onto migrant and BAME female labour and / or returning it to the unpaid labour of the ‘home’.  

A state that fails to acknowledge that the indigenous past continues to constitute the contemporary state will fail to adequately take into consideration the social and political concerns of those represented as ‘other’

Questions of the developmental state in other parts of the world raise some issues that are similar across contexts and some that are distinct. As Rosalba Icaza argues, in her contribution on Mexico, how development within the state is understood depends, in part, on how the nation itself is seen to be configured. A state that fails to acknowledge that the indigenous past continues to constitute the contemporary state will fail to adequately take into consideration the social and political concerns of those represented as ‘other’. The call for the colonial past to be more effectively engaged is also made by Courtney Hallink in her article on the legacy of colonial social welfare legislation in South Africa. The end of apartheid, she argues, did not lead to a fundamental transformation of the racialised systems that had previously been in operation. As such, socio-economic inequality continues to be reproduced in a similar manner.

This issue of Discover Society on Logics of Welfare closes with an article by Stefano Harney and Willem Schinkel addressing the themes of welfare, improvement, and reparations. They set out the ways in which colonies of the poor were established within the Netherlands both to improve the conditions of the poor and to improve the poor. They point to the connections between improvement and development, and between welfare and coloniality. Regarding welfare as a historically particular settlement for white workers, Harney and Schinkel question whether it can subsequently become the basis from which to address the historical wrongs through which it has been configured.

There are many logics of welfare and those we recall shape the political possibilities of the present. The issue is not so much inclusion, as justice; less about development, than reparations.

References

Fraser, Nancy and Rahel Jaeggi 2018. Capitalism: A conversation in critical theory. Polity PressDu Bois, WEB 2007 [1945]. The World and Africa and Color and Democracy. Oxford University Press, p276Bhambra, Gurminder K. forthcoming ‘Relations of Extraction, Relations of Redistribution: Empire, Nation, and the Construction of the British Welfare State,’ British Journal of Sociology

Gurminder K Bhambra is Professor of Postcolonial and Decolonial Studies at the University of Sussex. She is a Fellow of the British Academy and co-editor of Discover Society. She is author of Connected Sociologies and the award-winning Rethinking Modernity: Postcolonialism and the Sociological Imagination. She is also co-editor of Decolonising the University and co-author, with John Holmwood, of Colonialism and Modern Social Theory.

Header Image Credit: The Game of British Empire or Trading with the Colonies

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(After) Neoliberalism? Rethinking the Return of the State

Ishan Khurana & John Narayan

A number of commentators have recently suggested neo-liberalism is dead, or is in a process of retreat. During the disruption of global commodity chains caused by the Covid 19-pandemic, free-market policies that have dominated the global economy for the past 40 years appear to have less purchase. Here, authors point to a reversion to a national form of capitalism and protectionism, the questioning of globalization and return of state intervention in the economy. A prime example is the Biden regime’s approach to the US economy, which has turned to deficit driven social spending, expansion of union rights and protectionist measures to public procurement. This hasn’t come out of nowhere – with the neo-liberal global economy being zombie-like since the 2008 global financial crisis.

The fracturing of the global economy along national lines may herald conflict and a new cold war between the US and China. However, the retreat of neo-liberalism also seems to offer a possible opening – through a critique of globalization and a return of the state. Here, a rejuvenated politics of the left may be able to avoid the pitfalls of an emergent authoritarian capitalism and launch a new national form of progressive politics around welfare policies such as the Green New Deal and Universal Basic Income in locations such as the UK and US.

… missing from these debates about its demise is a discussion of neo-liberalism in the Global South

Neo-liberalism is in trouble, but missing from these debates about its demise is a discussion of neo-liberalism in the Global South and, thus, the reality of what the crisis of neo-liberalism means for all rather than simply those within the Global North. 

The erasure of the Global South in the ‘end of neo-liberalism’ discourse is curious. Neo-liberal processes in the Global North, such as deindustrialization, privatization and state retrenchment are dependent on dispossession, disarticulated Fordism and super exploitation and forced labour in the Global South. Neo-liberalism was part of a global economic counterrevolution, exported into the Global South through the IMF and the World Bank’s structural adjustment policies.

These programs enforced neo-liberal practices (austerity, privatization, liberalization) through loan conditionality and locked nations in the Global South into asymmetric and exploitative economic relations with economies and multinational corporations in the Global North. Moreover, neoliberal globalization replaced the Third World’s idea of a New International Economic Order as attempts to equalize the global economy fell apart during the debt crisis of the 1980s.

Neo-liberalism and the regime of globalization it has underpinned for the last 40 years, then, is best seen as a form of imperialism – transferring immense value from the Global South to the Global North. In their recent book Capitalism and Imperialism [1],  Utsa and Prabhat Patnaik,  for example, argue that capital accumulation in the Global North is shown to be historically dependent on an imperialist relationship that keeps petty producers and workers of the Global South in a spiral of income deflation – to ward off inflation and maintain the value of money in the North. The neo-liberal regime restored the income deflating mechanism of the colonial era – which had partly been disrupted by Third World dirigiste regimes in the 1960s and 1970s- through the power of international finance institutions and neo-liberal regulation to ward off the higher prices of raw materials and higher wages and purchasing power in the global south.

When viewed through the lens of imperialism, the end of neo-liberalism reads somewhat differently

When viewed through the lens of imperialism, the end of neo-liberalism reads somewhat differently. Writers such as James Meadway point to the US recently giving weight to a potential TRIPS waiver at the WTO that would allow patents for Covid-19 to be temporarily suspended as proof of neo-liberalism’s coming demise. The reality is that a year on from the attempts by India and South Africa to achieve a patent waiver, multinational corporations, such as Pfizer, have been able to successfully lobby for patents to be maintained.

In the meantime, the Global North has begun providing booster shots for its population whilst many countries in the Global South, particularly on the African continent, struggle to secure first vaccine doses for their populations. Further, countries such as South Africa and India have been key producers and exporters of vaccines for Northern corporations and populations. The global economy may be changing but the architecture of global governance is still founded on imperial interests.  

But we can push this view of the end of neo-liberalism in the Global South further through the prism of the Patnaik’s view of imperialism and income deflation. Here the current crisis of neo-liberalism centres on the fact that it does not have growth mechanisms other than asset-price bubbles. With the so-called return of the ‘Keynesianism’ in the guise of the Biden regime’s stimulus packages for the US, which come on the back of Trump’s own stimulus packages, Prabhat Patnaik argues that the imperial tendency would be to control inflation in the Global North by imposing income deflation in the Global South:

‘So we may end up having a situation where there is Keynesianism in the First World and austerity in the Third World. Now that is something which is again really going to really worsen the plight of the working people, peasants, workers and so on in the Third World. Actually makes matters much worse. That is something which is a fallout of, if you like, what the capitalist solution might actually lead to’ [2]

The power of international financial institutions such as the IMF during the Covid-19 pandemic suggests such a tightening of imperialism. As the Covid 19 pandemic took hold of the global economy, disrupting supply chains and throwing economies into reverse, nations in the Global South again turned to the IMF. As with the 2008 Global Financial Crisis, the IMF seemingly responded to the Covid-19 pandemic with arguments for stimulus on health and social expenditure. 

However, research from Oxfam suggests that much like the fallout of the 2008 Global Financial Crisis the IMF has returned to recommending austerity and neo-liberal orthodoxy in the Global South once the pandemic subsides. Oxfam’s research discloses that 85% of the 107 loans negotiated in 2020-21 between the International Monetary Fund (IMF) and 85 national governments in Sub-Saharan Africa, the Middle East and North Africa, Latin America and the Caribbean and Eastern Europe, indicate plans to undertake fiscal consolidation after the pandemic. It may very well be that the income deflation of the South is already taking shape alongside the ‘return of the state’ in the Global North.

Reading the crisis of neo-liberalism through the lens of imperialism raises questions about the so-called end of neo-liberalism. There is no coincidence that those who will not receive Covid vaccinations until 2022/23 whilst rich nations offer third ‘booster’ vaccinations are in the Global South. But the imperial factor also raises the spectre that the return of the state in the Global North – and welfare ideas attached with this return such as Green New Deals and Universal Basic Income – may be tied to further immiseration of those in the South. 

The sustainability of the British welfare state currently relies upon imperial relations of production which, through cheap labour and resource extraction in the Global South, make consumer goods affordable with current levels of wages and welfare payments. Once again following Utsa and Prabhat Patnaik, we discuss the impact of an increase in supply price on the affordability and availability of key consumer goods, and the implications of the consequent depreciation in purchasing power at a fixed level of welfare payments. 

Within the UK economy, the primary source of income for most households is through the labour market (supplemented in the case of low pay through universal credit). For households that cannot access the labour market due to a lack of jobs, illness and disability or because of retirement, income is primarily in the form of state benefits (including state pension – though of course there are private pensions for some).

The adequacy of the amount of money paid out depends on the price of consumer goods as the role of these welfare payments is to ensure that the recipients can purchase necessary items and services on the market. A rise in the supply price of things like food, fuel, clothes, or transport threatens the effectiveness and viability of the welfare system to meet needs. 

Many of these goods reach the UK through global supply chains and are produced by workers in former colonies and neo-colonies under conditions of super-exploitation, commonly characterised by the prevalence of unfree labour, starvation wages, or work days lasting over 14hrs. And, as discussed earlier, the social relations in the Global South that provide the foundations for this super-exploitation were shaped through European colonialism, resisted during decolonisation, and have been violently reasserted through ongoing neoliberal interventions.

… super-exploitation is well documented and rife in the supply chains that produce the goods sold to British consumers

Such interventions have of course been resisted, one can point to the recently successful farmers’ protest in India against attempts to further entrench neoliberal practices in one of the world’s largest agriculture markets. Be it conditions of workers in electronics factories in China, garment workers in Bangladesh, cocoa growers in Ghana, or tea producers in India, super-exploitation is well documented and rife in the supply chains that produce the goods sold to British consumers.

It is important to highlight this, not only because such imperial relations of super-exploitation lead to vast profits for the companies utilising such labour, but crucially because it is an essential feature in the global economic architecture responsible for the provision of cheap consumer goods in Global North at prices affordable for consumers and profitable for retailers.

Crucially, an increase in wages in the global south without a rise in productivity would inevitably lead to a rise in inflation in the imperial cores through an increase in the costs of production. Such an increase in inflation in the UK without an associated income rise implies a decline in real incomes for UK households and therefore a reduction in their purchasing power. Therefore, under conditions of rising inflation, adequate cash payment levels (e.g. pensions, disability payments, fuel allowances), minimum and living wage levels, as well as the costs of welfare services like the NHS would all have to see a rise. 

This includes any future cash transfer policies like Universal Basic Income that are often proposed by social democrats in Global North countries as a counter to the neoliberal order. Although such a policy can amount to desirable income redistribution within the national economy, if paid for through taxes on wealthy individuals or corporations, achieving the desired effect of raising living standards still relies on inflation being kept under control, and therefore (under the current systems of production) would rely on continued income deflation in the Global South.

It has also been proposed that such cash transfer policies could be funded through sovereign wealth funds that would pay out a Basic Income through returns on investments made. If composed in ways similar to existing sovereign wealth funds, such an implementation would further entrench the link between value extraction in the Global South by multinational companies and welfare in the North and would hardly represent a move away from neoliberal structures. 

Similarly, the popularity of policy proposals like the Green New Deal are also hailed as a sign that the neoliberal consensus is breaking down. However, as Max Ajl has outlined in his recent book A People’s Green New Deal, the green social democratic project’s promises (like a million electric cars) can only be kept through continued imperial extraction of critical materials. Therefore, making no change to the Global North’s dependence on resource extraction from the Global South and by extension the contemporary neoliberal structures that facilitate this extraction. Paraphrasing George H.W. Bush, from the perspective of commentators in the Global North, the American (or indeed European) way of life is not up for negotiation.

This is exemplified in the regime of bordering that has defined the neoliberal period and its role in maintaining a racialised access to the welfare state. As Nadine El Enany has outlined in her book (B)ordering Britain, the 1970s and 1980s (the decades post-decolonization commonly associated with the advent of neoliberalism) see the British state introducing immigration controls targeting racialized subjects and commonwealth citizens. This border regime now excludes migrants from welfare state – through short term visas and no recourse to public funds policies – whilst using their labour to fill shortages in the very welfare state they are now excluded from accessing.

… the bordering practices of the neoliberal era are a central part of the existing neoliberal political economy

Such controls on the flow of labour through bordering are part of the same architecture that requires unrestricted global flows of capital. While many newly independent Global South nations were subjected to IMF and World Bank structural adjustment programs leading to imposed austerity and neoliberal policies, the ability for labour in these nations to move to the imperial core was heavily restricted. Although often neglected, we argue that the bordering practices of the neoliberal era are a central part of the existing neoliberal political economy. It is through both bordering the Global North and neoliberal interventions in the Global South that the imperial nations can maintain their welfare.

Commentary on contemporary political economy in the UK that ignores the relation between neoliberal restructuring in the periphery and the prosperity of the core can naturally lead to premature claims that a rise in welfare state spending in the imperial centres signals an end to neoliberalism. Therefore, to avoid such parochial Eurocentrism, we reiterate the need to situate analyses on national economies within an understanding of the global economic system and its imperial underpinnings.

Indeed, given the recent victory of the Indian farmers over neo-liberal policy in India the stage for the end of neoliberalism for all of the world appears ever closer. But it these agents of change, rather than the old white men in charge of western nation states, and their needs and desires that must be included in any future horizon we wish to head towards. Anything else, regardless of being or not being neo-liberal, is simply imperialism.

References

[1] Utsa Patnaik and Prabhat Patnaik (2021) Capitalism and Imperialism: Theory, History and the Present. Monthly Review Press.

[2] Lynn Fries and Prahbat Patnaik (2021) ‘Imperialism then and now: Capital relocation, inequality, encroachment and protracted crisis – Part 3/3’ Monthly Review Online

Ishan Khurana is a Connected Sociologies Sociological Review Fellow working on the Connected Sociologies Curriculum Project, a PhD student at UCL working on the LUX-ZEPLIN dark matter experiment, and a co-organiser of Consented. He has previously worked as a Data Researcher at the think tank Autonomy.

John Narayan is a Lecturer in European and International Studies at King’s College London. His most recent research has focused on the understudied transnationalism of US and British Black Power and the political theory created by groups such as the Black Panther Party. He also sits on the Editorial Working Committee of Race and Class.

Header Image Credit: Randeep Maddoke, Wikimedia Commons

TO CITE THIS ARTICLE:

Khurana, Ishan and John Narayan 2021. ‘(After) Neoliberalism? Rethinking the return of the State’ Discover Society: New Series 1 (4):

Why luxury capitalism is the enemy of social progress

Stewart Lansley

There is a paradox at the heart of many wealthy societies. As they have got richer, their capacity to meet essential needs has faltered. While Britain is wealthier than ever before, many indicators of progress have gone into reverse. The long rise in life expectancy stalled even before the pandemic, and has been falling in deprived communities. The number of homeless has nearly doubled in the last decade while official poverty levels are double those of the 1970s, and for children significantly higher than in 2014. Britain is a society where social and material gains enjoyed by most are still denied to a significant and growing minority.

Why is this? The primary answer is to be found in Britain’s embedded income and wealth divide.  Britain is one of the most unequal countries in the rich world. Inequality levels surged in the 1980s and have stayed close to those of the inter-war years. As in the late nineteenth and early twentieth century, a hands-off state and the expansion of markets has produced a mountain of private wealth on the one hand, but widespread poverty and social dislocation on the other.

The ‘great widening’ of the last four decades – with the gains from growth increasingly colonised by the few – has had severe economic and social consequences. Intense concentrations of wealth have brought the return of ‘luxury capitalism’, with – as in the nineteenth century – the pattern of economic activity skewed by an over-rich and over-powered class, and resources deflected to meeting their demands.  The way resource allocation has become detached from the social goal of ensuring well-being for all has strong echoes with the economic model that prevailed before the First World War. More than one hundred years ago, the Italian-born radical journalist and future MP, Leo Chiozza Money, had warned, in his influential book Riches and Poverty, that ‘ill-distribution’ of property ownership encourages ‘non-productive occupations and trades of luxury, with a marked effect upon national productive powers.’

  … an era of severe social scarcity alongside extreme affluence.

Through the building of a more managed and pro-welfare economic model, luxury capitalism was largely dismantled, if briefly, in the post-war years. There was a greater concentration on meeting essential social needs, while Britain achieved peak equality in the mid-1970s with most groups sharing, for a while, in the gains of an expanding economy. The rise from the 1980s of a new, super-wealthy elite, and the return of intense concentrations of income and wealth  has brought an era of severe social scarcity alongside extreme affluence. The 1970s dictum of the economist Fred Hirsch – that ‘So long as material privation is widespread, conquest of material scarcity is the dominant concern’ – has long been discarded.  

Conspicuous consumption

Instead of prioritising fundamental unmet needs, there has been an emphasis on ‘conspicuous consumption`: from fortress developments to private airports. Every English premier league club is now owned by a global billionaire or multi-millionaire, or a rich state. One in three new cars bought in inner London in 2020 were SUVs. Even during the post-2010 austerity decade, demand for the rarest trophy assets – the top mansion, the private jet, the luxury yacht, the privately-owned island, even the mini-submarine – boomed. 

In contrast, Britain has cut investment in children’s services, in young adult training and in social care. Government funding for local authorities fell by 55 per cent between 2010/11 and 2019/20, resulting in a 29 per cent real-terms reduction in spending power. Over the same period the value of child benefit fell by a quarter. There is a chronic shortage of affordable social housing, yet the banks of the Thames and the centres of other large cities are today lined with mostly empty multi-million pound flats bought, often for speculative purposes, and left empty for much of the year, by the mobile super-rich.

A key consequence of the return of luxury capitalism – with its squeeze on the share of income and wealth received by the poorest – has been the growth of insecurity, the lowering of life chances and a weakening of social resilience.  A continuing rise in affluence and opportunity for some has been accompanied by stagnant and falling living standards for others. By promoting a new competitive treadmill, Britain’s distorted set of priorities has fuelled expectations, driven ecological imbalance and undermined social and personal well-being.

… a new competitive treadmill [has] …driven ecological imbalance and undermined social and personal well-being.

Today’s model of pro-inequality capitalism is the enemy of progress for all. It has squeezed the share of resources needed for the vital welfare functions of modern societies, from improving health and education outcomes to fighting deprivation. Over the last 200 years, high levels of inequality have gone hand in hand with high levels of poverty, creating a long high inequality, high poverty cycle, one only briefly and partially broken in the post-war era.  It is no coincidence that the redistributive power of the tax/benefit system has been weakened over the last four decades. Today we have a mean, patchy and coercive system of benefits and a regressive tax system pitched against a heightened risk of poverty. Tax bills – as a proportion of national income – are still high, but they buy fewer teachers, longer waiting lists for the NHS, and lower benefit levels.

The mechanisms used by financial and corporate barons to enrich themselves have little to do with traditional entrepreneurialism, creating decent jobs or building economic strength. It is no accident that economic performance has been poorer under luxury capitalism than under the more egalitarian, post-1945 model. With new ways of securing easy money, and boosting private rates of return, too much economic activity has been associated with the extraction of existing wealth, with a declining level of private investment and a weakened ability to withstand the impact of social and economic shocks. The world’s top one per cent emit twice the carbon emissions of the poorest half. If we are to beat the global climate crisis, it must be the globe’s wealthiest who bear the brunt of the necessary cuts in consumption by rich nations.

Who bears the cost of economic shocks? 

In the last forty years, such shocks – deindustrialisation, the 2008 financial crisis, austerity, climate change, Brexit and now Covid-19 – have become more frequent and disruptive. Some of them have been at least partially self-inflicted, the product of ideologically driven change and inept government policy.  History shows that the costs of such shocks  – from, for example, industrialisation in the nineteenth century to rapid deindustrialisation in the 1980s – has been heavily born by the least powerful members of society. The great wealth booms accruing to the plutocracies of both periods came largely at the expense of the livelihoods and opportunities of the weakest sections of the workforce.

In highly unequal societies, social progress rarely follows a conventional linear theory of history. The idea of continuous upward progress may be true for some, but for many the wider improvement in living standards in recent times, as in the pre-War era, has been patchy and erratic, often accompanied by a diminished quality of life, the loss of a place in society and a deepening sense of powerlessness. That the poorest half of the UK population together hold a lower share of national wealth than their equivalents four decades earlier is surely at odds with the claim of universal progress. Unsurprisingly, political alienation has continued to grow. The 2010 general election saw a 23 percentage-point gap between the turnout of the richest and poorest income groups. The gap was 4 points in 1987.

The only solution is a strategy that reduces inequality. Just how divided Britain has become is shown by a simple measure of inequality –the Palma Ratio.  This compares the income share of the richest tenth to that of the poorest 40 per cent. Only a handful of rich nations have achieved what might be seen as a modest target – a ratio of 1.0, with the shares held by the top tenth and bottom four tenths equalised. These include Norway, Denmark and Belgium. The US has a ratio of 1.85 and the UK one of 1.5. While reducing the ratio would be a significant political challenge, it would be far from utopian. The Palma ratio in Britain stood at around 1.0 in the peak equality late-1970s.

Private wealth holdings – which are worth around £15 trillion, some seven times the size of the economy – are much more heavily concentrated at the top than in the case of incomes. The Palma ratio for wealth stands at around 10, with the top tenth holding a remarkable ten times more wealth in aggregate than the bottom 40 per cent.  As with incomes, it is difficult to see how this level of concentration can be justified, economically, ethically or socially. A large chunk of today’s personal wealth piles are unearned. Some three-quarters of the growth in UK wealth holdings since the 2008 financial Crash has been the product of asset inflation, or ‘passive accumulation`, a classic example of what the nineteenth century philosopher John Stuart Mill  called, reproachfully, ‘getting rich while asleep.`

Ending Extractive Power

A strategy for greater equality would need to break the two long high inequality, high poverty waves of the last 200 years. Such a strategy would require levelling up by raising the income floor, levelling down by lowering the ceiling, a more even distribution of existing wealth and new built-in pro-equality mechanisms to ensure that the gains from progress are shared more evenly. All societies need to justify their inequalities, yet Britain’s political classes have raised excuse after excuse for allowing income and wealth gaps to widen. Just as the winners from economic change have employed multiple ways to justify their position at the top, governments over the last 200 years have adopted a long line of explanations for inaction: that poverty is the natural God-given order, or the product of individual failure; that inequality is necessary to encourage a work ethic; that welfare spending crowds out private spending; that wealth gaps merely reflect differences in effort; that too much redistribution drains the entrepreneurial spirit. As Lord Griffiths, a former adviser to Mrs Thatcher and the then vice-chair of Goldman Sachs International, explained in 2009, the public has to ‘tolerate inequality as the price to be paid for prosperity.’ As shown by Covid-19, Britain is a country where disparities in income and assets have long been weakly related to differences in social contributions.

The extractive power that has driven luxury capitalism over much of the last 200 years has allowed disproportionate rewards at the expense of others…

The extractive power that has driven luxury capitalism over much of the last 200 years has allowed disproportionate rewards at the expense of others, from ordinary workers and local communities to small businesses and taxpayers, often by steering economic resources into unproductive use, with no or limited addition to economic value. ‘The efforts of men are utilized in two different ways’, declared the influential Italian economist Vilfredo Pareto in 1896. ‘They are directed to the production or transformation of economic goods, or else to the appropriation of goods produced by others.’ Such ‘appropriation’ benefits those who ‘have’ rather than ‘do’, and displaces activity that would yield more productive and social value and meet the common good. Today, as in the past, Britain is a comfortable society in which to be rich, but not one in which to be poor.

References:

OECD (2021), Income inequality (indicator). doi: 10.1787/459aa7f1-en

Stewart Lansley is a visiting fellow in the School of Policy Studies, the University of Bristol, a Council member of the Progressive Economy Forum and a Fellow of the Academy of Social Sciences. His recent books include The Richer, the Poorer, How Britain Enriched the Few and Failed the Poor, a 200-year history(2021), A Sharing Economy (2016), Breadline Britain, The Rise of Mass Poverty (with Joanna Mack, 2015) and The Cost of Inequality (2011). 

Header Image Credit: Andrew Russell

TO CITE THIS ARTICLE:

Lansley, Stewart 2021. ‘Why luxury capitalism is the enemy of social progress’ Discover Society: New Series 1 (4):

Reflections on Doing Sociology Live in Lively Times

Michaela Benson

I’m sitting in Portcullis House, nursing a coffee across the table from my Whitehall contact. He’s kindly agreed to speak to me about the processes involved in collating evidence to inform parliamentary decision-making.

Over the past few months, I’ve been watching parliamentary evidence sessions, trying to work out how to get the findings drawn from my project about what Brexit meant for the estimated 1.2 million British citizens living in the EU—the other side of the citizens’ rights negotiations concerning EU citizens in Britain—onto the right desks so that it stood a chance of feeding into the Brexit negotiations as they were ongoing. It was a task that seemed incredibly urgent. At times, it seemed as though I was spending more time trying to find ways to communicate the research to the relevant non-academic stakeholders than I was doing the research.

The Brexit inquiries have been so unlike any other parliamentary inquiry

I ask my contact about a recent evidence session where all those giving oral evidence to the committee had been from campaign and advocacy groups. He sighs. The Brexit inquiries have been so unlike any other parliamentary inquiry he’s worked on. He explains that the mistrust of experts that had, in part, fuelled the campaign has also influenced the shape of the inquiries in the House of Commons.

Citizens’ rights—part of phase one of the Brexit negotiations dealing with the rights of those who had moved under the terms of the EU Freedom of Movement Directives—were a case in point. The publics directly affected brought in to provide testimony not alongside, but in lieu of, experts. He assures me that the research is being read by parliamentary librarians and civil servants, and that giving oral evidence is not the only way to feed into the parliamentary process.

A few months later, a report my team co-authored with the Migration Policy Institute Europe would not only be included in a joint report on the progress of the Brexit negotiations, it would also be used as evidence in correspondence between the UK and EU about securing the post-Brexit rights of British citizens living in the EU. Even further down the line, I would give evidence to the House of Lords EU Affairs committee about the progress of the implementation of citizens’ rights for British citizens living in the EU.

What more could I ask for? On the surface, it looks as though the project and its impact goals are done and dusted.

Public sociology/ sociology with publics

Recalling this exchange is a way of opening up discussions about the work and practice of making sociology public. It speaks to the some of the challenges we came up against conducting a live sociology project on an undeniably lively topic, where engaging with a range of publics was an integral feature of the research design. It also offers some insights into working against the backdrop of an accelerated impact agenda, where projects funded by the Brexit Priority Grant Scheme were evaluated on and later expected to offer public engagement and (non-academic) stakeholder engagement even as the research was unfolding.

Beyond the political scepticism about ‘expertise’—a reality that sociologists are all too familiar with—this exchange was an important reminder that for a public sociology to really succeed requires an understanding of the rules of the game as they apply in other worlds. It was only through this conversation with my Whitehall contact that the pieces of the puzzle really started to fall into place about what prospects there might be for sociological research to influence Brexit policy-making and parliamentary processes. In what follows, I reflect in more detail on entering the public debate in the context of a project that was also seeking to uncover problems associated with emergent Brexit policy.

There are many other stories I could tell that reflect on the relationships with the project’s other publics—academics, advocacy and campaign groups, Civil Society Organisations, ThinkTanks, members of the general public, journalists and broadcasters. These would offer other insights into a broader set of relationships that we had to navigate through the project. From the outset there were questions about who stakeholders and publics for the research were and on what terms our engagements with them could take place.

… at times, we gained purchase with some of stakeholders and publics—often in seemingly inexplicable ways—at others, our efforts would sink without a trace

Writing this after the event, it is difficult to capture how the shifting stakes in the wider politics impacted the research and the relationships at its heart. But as the project got underway, we started to find our way through. First steps included building relationships with these different publics, developing our knowledge of how these relationships might work in practice. This may seem like stating the obvious. But it was only through time and patience that we developed a sense of where we might sit within the conversations about Brexit, of how the research might usefully enter public debate. Importantly, as a lively topic, this position was not fixed but dynamic, prone to shifts in the wider context and their politics. And while at times, we gained purchase with some of stakeholders and publics—often in seemingly inexplicable ways—at others, our efforts would sink without a trace.

In what follows I offer some brief reflections on the work and politics of making sociological research public through the BrExpats research project. This is not a how-to guide or a theoretical treatise about public sociology. Nor is it an account of becoming a public sociologist or ‘Brexit expert’. For me, such labels sit uncomfortably as they run the risk of tipping over into the more vacuous realm of academic celebrity and ‘talking heads’. Instead, I offer some brief reflections on the work of doing sociology publicly, in ways that foreground social justice, and are influenced by our responsibilities towards those taking part in our research.

Researching what Brexit means for British citizens in the EU

With its promise to ‘end free movement’ from the get-go it seemed likely that Brexit would have profound implications for the British citizens who had, through Britain’s membership, made homes and lives for themselves across the European Union. Yet, from the campaign through the referendum and beyond, this was not a story that was making headlines. As one of a handful of social science researchers who had worked with British citizens living abroad, their absence in public and political debates about Brexit—even as changes were introduced that would have profound implications for their lives—was unsurprising to me.

There would be people who would fall between the gaps as rights and entitlements changed

After the Referendum, talking with my longstanding co-author Karen O’Reilly, we found ourselves thinking about what would Brexit mean for those British citizens in France and Spain who had taken part in our original research? We knew from our earlier research, that whatever happened with Brexit, within these diverse communities people would be unevenly positioned to respond to the challenges that Brexit presented them. There would be people who would fall between the gaps as rights and entitlements changed, as the terms on which people lived and worked were renegotiated. And yet, when British citizens abroad were referred to in public and political debates, they were presented in stereotypical and monolithic ways that failed to capture the very different conditions and circumstances in which they lived.

Our conversations, taking place at a time when funding initiatives were being rapidly approved to document the impacts of Brexit, in time led to a successful funding proposal to examine what Brexit meant for Britons resident in the EU. Funded through the Economic and Social Research Council’s (ESRC) Brexit Priority Grant Scheme run by UK in a Changing Europe, the BrExpats project would document in real time how Brexit, as it unfolded, was being lived and experienced by British citizens living across the EU; with what consequences for their rights and social entitlements; and with what outcomes for their lives.

Importantly, the original call for applications had specified that ‘grant holders will be expected to undertake stakeholder and public engagement activity throughout the grant’s duration’ (ESRC, 2017: 1; emphasis added), Brexit the hook for a broader agenda aimed at demonstrating the value of social science research (and researchers) in public and political debates.

… importantly, the research was not driven by an advocacy agenda

With a project focussed on generating new research, thinking about what public engagement might look like, who our publics might be, and how our engagements with them would fit with the project more generally, was at the heart of the research design. In a recent article published in Qualitative Sociology, Karen and I have written about how public engagement was part of an iterative and reflexive research design for the project that integrated digital methods and public engagement alongside face-to-face interviews and participant observation. The approach we took was intended to deepen the research in a fast-moving context, to bear witness to Brexit as it unfolded for British citizens living across the EU in all its complexities. At times our interests converged with those of the citizens’ rights advocacy groups—particularly when it came to highlighting the blind spots and absences in the negotiations and consequent policy-making. But importantly, the research was not driven by an advocacy agenda.

Our approach recognised Brexit as an ongoing process—experienced by individuals and communities on a daily basis, giving rise to shifts in policy and practice, and the resulting outcomes and responses; took account of the fact that we would working in the midst of the heightened politics of Brexit; and also took seriously the politics of social research. And while I do not have the space to go into this here, it meant working reflexively and collaboratively within the project team—Katherine Collins, Chantelle Lewis and Michael Danby, engaging contractors who could help with the production, communication and distribution of the project outputs. This work of collaboration, dialogue and co-production that is so often relegated behind the scenes, is crucial to making a project of this scale public.

Doing sociology in public

The initial work towards embedding public engagement in the project involved creating a space for dialogue with and feedback from a public who were at the heart of the project and its concerns: British citizens living in the EU. With this in mind, we built a basic platform: a website, Twitter account and Facebook page and citizens’ panel—an internet-mediated element of the research project—through which British citizens living across the EU could contribute to the project.  This latter element of our platform complemented the in-depth (in person) case studies Karen and I conducted in Spain and France—which host the two largest populations of British citizens in the EU. Where our contributors agreed, some of their contributions were made public through our platforms.

… this also meant being attentive to silences, noticing whose voices were not being heard

Making the project public in these way, we reached out through our existing networks and social media to bring people into our conversations. In this way, we were also able to connect with groups and organisations but also individuals, listening to their concerns and considering how we might contribute in meaningful ways to the bigger conversations that were ongoing about Brexit and its implications. I should stress here, that this also meant being attentive to silences, noticing whose voices were not being heard or present in these (online) conversations and thinking about ways to amplify these through the research and through our presence in these conversations.

I want to stress here that working with those directly-impacted by Brexit and changes to their rights was a particularly close relationship. In a context characterised by misinformation, platforming the research publicly was central to developing trust in the relationship between us and our primary public. It was a way of showing that we were engaged in the conversation and that we were listening—albeit with a sociological ear—to how best to engage and work with them. The stakes, anxieties and wariness of many of those we were engaged were a regular reminder that we needed to tread carefully. As a close relationship, it was prone to friction. In the spirit of offering a frank account, we didn’t always get it right or strike the right balance. Maintaining close relationships, including those at the heart of our research projects, may require repair work.

As the project progressed, we were able to hone the key contributions that we could make to ongoing conversations—among them, our repeated challenge to stereotypical understandings of British citizens living in the EU and urgent need to recognise the uneven outcomes of Brexit within this stratified population. By the time the funding for the project ended in December 2019, we had produced a catalogue of outputs testifying to our efforts to engage with a diverse set of publics through our research. This included a policy report (co-authored with Migration Policy Institute), an end-of-project website, a 73-episode podcast series, short animations, infographics and GIFs, numerous articles and broadcast appearances in national and international media platforms.

The politics of doing live sociology of Brexit

With the benefit of hindsight I am struck by how naïvely the initial funding application reads. The ‘pathways to impact’ statement—a now-redundant element of ESRC funding applications—betrays how little I understood about the processes for achieving ‘impact’. More than anything, it underestimated the work required to build and engage with diverse publics. The well-rehearsed critiques of the impact agenda aside, in the context of Brexit, finding ways for research oriented towards social transformation to enter public debates was urgent.

Entering the fray, we had to learn how to navigate a crowded space, to find the helping hands in amongst the sharp elbows. Indeed, I first met my Whitehall contact at panel event where my abiding memory was of struggling to get a word in as two so-called ‘Brexit experts’ debated their conflicting understandings of the relationship between Brexit and immigration.

In the context of Brexit, its twists and turns, and the congestion generated through proliferation of commentary, ‘hot takes’ and echo chambers, finding a place for our research to inform public debate and balancing this with our obligations to those taking part in the research was no mean feat. Some of the wider relationships required for public engagements to take place took time to build, while others were more fleeting coming together in the moment for particular ends. Some were facilitated by the UK in a Changing Europe and other institutions with which we were connected. Our efforts at engagement sometimes led to dead ends, while platforming the project also brought unanticipated opportunities to the project.

We got there in the end. We delivered what we had promised through the initial funding application and more, despite the context. All of this is to say that doing sociology in public located the project in a complex of relationships, our position shifting as the project (and Brexit) unfolded.

Michaela Benson is Professor in Public Sociology at Lancaster University, Editor-in-Chief at The Sociological Review and Co-investigator of the ESRC-funded project Rebordering Britain and Britons after Brexit (MIGZEN).

Header image credit: Puckpics

TO CITE THIS ARTICLE:

Benson, Michaela 2021. ‘Reflections on Doing Sociology Live in Lively Times’ Discover Society: New Series 1 (3):

Editorial: Expertise, ‘Publics’ and the Construction of Government Policy

John Holmwood

This issue of Discover Society is about the role of expertise and professional knowledge in democracy. In the UK, the vexed nature of the issue was, perhaps, best illustrated by (then Justice Secretary) Michael Gove’s comment during the Brexit campaign that he thought, “the people of this country have had enough of experts.” The comment is oft cited, and derided, especially in the context of the Covid-19 pandemic, where the public has, or so it is argued, found a new respect for a science that can guide public policy and deliver solutions.

Yet, Michael Gove’s point was more nuanced than is usually credited. It wasn’t scientific advice that he claimed people were fed up with, but “experts with organisations with acronyms saying that they know what is best and getting it consistently wrong.” In other words, his complaint was about specific organised advocacy groups and their intervention in public debate and reporting in the media.

… the Government has consistently mobilised the claimed expert opinion of organisations in justification of their policies

Michael Gove’s extended comment was disingenuous. After all, the Brexit campaign, no less than the Remain campaign, drew upon arguments from think tanks and lobby groups. Moreover, since the referendum, the Government has consistently mobilised the claimed expert opinion of organisations in justification of their policies. Indeed, as Layla Aitlhadj and John Holmwood in this special issue argue, they have deliberately ‘managed’ civil society groups and supposedly independent reviews, such as that currently underway into the Prevent counter extremism policy.

In fact, there is nothing straightforward about the relationship between expertise and democracy as Stephen Turner (2003) has observed. The development of liberal democracy involves the rise of professional and expert knowledge which underpins the everyday governance of public institutions. At the same time, wider publics are asked to trust that knowledge even where it impinges directly upon their preferences; they are not in a position to evaluate it, except through the mediation of other experts. Elected politicians and governments, in turn, are dependent on expert knowledge to guide their policy choices, which are duly constrained by what is possible on the basis of technical judgements.

… government consultations are increasingly events where different positions are staged, rather than evidence organised and evaluated

The standard model of liberal democracy presents the role of wider publics as involved intermittently in the determination of policy through electoral choices based upon party manifestos. This introduces a pragmatic constraint upon each potential governing party, that the cycle of electoral politics will also moderate the direction of politics through the replacement of governing parties. Elections may tend to polarise for their duration, but office brings the governing party back closer to the centre ground and a narrowing of the ‘Overton window’ (that frames political possibilities). It is this process that may now have broken down with polarisation increasingly a mode of governing, especially in the context of populist appeals to a claimed majority ‘common-sense’. As Michaela Benson suggests in her piece for this issue, government consultations are increasingly events where different positions are staged, rather than evidence organised and evaluated. But, let us stay with the standard account.

According to it, advocacy groups operate in terms of a general orientation – ‘progressive’, ‘liberal’ ‘centre-right’, ‘conservative’ – but tend to focus on a specific range of interests. For example, those interests may be in social care, pensions, health, education, or any other of the public functions of government. Advocacy groups may be organised as think tanks, or directly as civil society organisations, but they tend to be established as charities, defined by their public mission. Together, they contribute to the public debate through research, reports, and campaigns. However, no less than political parties, they are constrained by their need to get their voices heard, which they do by adapting them to the needs of government.

In Turner’s view, the institutional arrangements of democracy tend to favour the incorporation of advocacy into the established political process with, in consequence, an attenuation of the involvement of wider publics. Governments, political parties, listen to lobbyists and justify their policies on the basis of the evidence supplied by their favoured think tanks (who, in turn, are interconnected with other lobbying groups). What is democratic about that? Certainly, it is far from any participatory model of democracy.

In the UK, Brexit was a disruption of this model in that Michael Gove’s complaint about ‘experts’ was a direct appeal to a wider public supposedly alienated from politics as usual (an ‘alienation’ assiduously cultivated in the campaign process). I will return to the implications of populism for liberal democracy and our understanding of democracy.

… the standard mantra of ‘science’ – both natural and social science – is that research is ‘disinterested’

So far, I have suggested that the standard model of liberal democracy implies a particular kind of expertise in which evidence is ‘interest-based’, that is mobilised to support particular policy outcomes. Yet the standard mantra of ‘science’ – both natural and social science – is that research is ‘disinterested’. On this view, it is about providing the sound evidence on which proper policy in the public interest can be based; in other words, the objective is evidence-based policy, not policy-based evidence. This was evident in Richard Portes’s dismissive response to Michael Gove’s comments, for example, where he argued that advocacy groups had a vested interest in undermining experts precisely because they were interested in policy-based evidence and not evidence-based policy.

There is detailed work in the sociology of science that challenges the easy assumption of the neutrality of science, but I want to make a more mundane point here. The public funding of science, especially, in the UK has shaped it in the direction of becoming interest-based. This is the consequence of the so-called ‘impact agenda’, which has required publicly-funded research (until recently in the process of applying for funds, but also in the evaluation of research and its ex post funding through the Research Excellence Framework) to be directly engaged with user beneficiaries. Indeed, in guidance to researchers it is recommended that research should be ‘co-produced’ with users and their interests should be engaged with in the design of the research and not simply in its application after design and execution.

… much policy research … has adapted to government preferences for ‘behavioural’ over ‘structural’ solutions to problems

At best, this involves an instrumentalisation of research, but more profoundly it involves its politicisation. Much science, of course, can be addressed to commercial uses, but most social science is necessarily directed toward the policy realm, where its users are advocacy organisations, or indeed, government itself. The criteria by which research is evaluated in the REF involve a hierarchy of significance where adoption and implementation by national (and international) bodies is superior to influence on local groups or communities. In effect, government is in the position of selecting knowledge/ evidence as fitting with its purposes and, in doing so, confers ‘value’ within academic systems of reputation and revenue. Indeed, as Kat Smith argues in her contribution, much policy research over the last few decades – whether by advocacy groups, or by academics – has adapted to government preferences for ‘behavioural’ over ‘structural’ solutions to problems.  

Let me complicate things with one further step. The language of publics encourages the idea that there is a ‘public interest’ and that it is the task of government to conduct itself with the public interest in mind. This is a convenient fiction among many scientists and is part of the complacent reflection that, in the face of Covid 19, the government has come to recognise the value of science. Yet, as Reiner Grundmann argues in his contribution, it is difficult to separate science from commercial interests and the development of vaccines, however significant for public health, is bound up with the private interests of pharmaceutical companies which create particular path dependencies for future development.

… international fora aggregate national interests and the differential power of existing nation states

These problems are compounded both at ‘global’ and at ‘local’ levels. As the Covid pandemic has illustrated, the developments in the international context of the disease have consequences for national policies and plans. So, too, for the other great challenge facing us, that of climate change. As Mark Harvey argues, international fora aggregate national interests and the differential power of existing nation states. Indeed, the most powerful nations, as well as those most powerful within them, are the most polluting. This is also a problem for the social sciences which are themselves organised nationally and oriented to influence the same powerful actors.

If national policy processes confound international cooperation, the specific nature of some policy regimes also undermines ‘local’ engagement. For example, the neo-liberal approaches to governance favoured by Anglophone political regimes propose that markets embody the public interest, such that policies over the last several decades have involved the transfer of many public services to private providers. Grundmann offers an expansive definition of expertise, to include ‘lay expertise’ and that embodied within ‘communities of practice’. However, for that expertise to be available within the public domain, it needs to be in circulation and privatisation decreases circulation.

Let me provide one example by way of illustration. Schooling in England used to be the responsibility of local educational authorities under elected councils. Local authorities organised educational services and facilitated exchanges across LEAs and with parent associations, trades unions and professional associations, through to the responsible government ministry. Around 75% of secondary schools are now academies and outside the responsibility of local authorities. They are organised within Multi Academy Trusts, which need have no geographical contiguity of its schools. Communities of practice are disrupted and fragmented, and that disruption is the specific aim of government policy.

In effect, while ‘marketisation’ is ostensibly a dispersal of decision-making to individual ‘consumers’,  in the field of public services it involves a centralisation of political power. It is precisely the centralisation of that power that has serious consequences for the standard model of expertise and liberal democracy.

… ‘diversity conservatives’, individuals from black and ethnic minority backgrounds denying structural inequalities

First, it provides government with many more levers for the influence of public debate and provides a strong incentive to use them, since the capacity for civil society to generate counter arguments is diminished. For example, many of the bodies that are assigned an ‘arms-length’ role in the evaluation and regulation of the conduct of government are increasingly filled with appointments of commissioners favourable to the government. This is a process that extends from the Equalities and Human Rights Commission, through the National Trust, the Charity Commissioners and Ofcom. This was most clearly illustrated in the Commission on Race and Ethnic Disparities and its report, which denied institutional racism, notwithstanding the weight of evidence presented to it’ It is also evident in the appointment of William Shawcross as Independent Reviewer of Prevent (see Aitlhadj and Holmwood in this issue). Frequently, as Les Back argues, these commissioners present themselves as ‘diversity conservatives’, individuals from black and ethnic minority backgrounds denying structural inequalities. 

The criticism of the Race and Ethnic Disparities Report by the Runnymede Trust gave rise to a group of conservative MPs requesting that the Charity Commissioners should investigate it for a breach of rules governing its charitable status. This had followed a decade of similar investigations of Muslim charities and civil rights organisations that had criticised the Prevent, as well as lobbying by advocacy groups close to the government to further restrict charities in receipt of public funding from political commentary. Just as the impact agenda shapes publicly-funded research towards government agendas, so a clause in funding bids by charities for public support restricts their critical engagement in the public sphere. The shaping of independent bodies is also extended to proposed new ministerial powers over the Electoral Commission.

In 1967 Howard Becker posed the question to social researchers, ‘whose side are we on?’. His purpose was not to advocate partisanship, but to make the point that research could not avoid being seen as partisan and, therefore, it was important to understand the politics and sociology of expertise. There was, he argued, a hierarchy of credibility where the understandings of elites were normalised and those of the less powerful were marginalised. Social research that aligned itself with the former was also assigned credibility and warranted as ‘objective’. In contrast, social research that sought to address the circumstances of the marginalised was seen as ‘partial’.

… power and privilege always hold their shape and refuse to be impacted upon unless forced to do so

The solution to this latter situation cannot be a retreat to a claim to professional expertise in order to reinforce credibility with gatekeepers, as Ben Baumberg Geiger finds in his interviews with authors of impact case studies for submission to the 2014 REF sociology panel. Back suggests that power and privilege always hold their shape and refuse to be impacted upon unless forced to do so. Academic researchers need to engage more directly and collaboratively with publics and participants, rather than setting their expertise apart from them. Indeed, there are pitfalls in a simple adoption of a ‘social justice’ standpoint. This represents a seemingly different claim to credibility, but without collaboration can involve marginalised communities and activists experiencing the claim to expertise seemingly mobilised on their behalf as oppressive.

If, as Grundmann and Harvey each argues, community groups and the knowledges of protesters are necessary voices, they may also come into conflict with the claims of sociologists and reveal the hidden operation of power. Our final contribution is by three members of the ‘Stansted 15’ who faced imprisonment under counter-terrorism laws for having obstructed a Home Office flight to deport migrants deemed to be ‘illegal’. Mel Evans, Emma Hughes and Ruth Potts write about the experience of being researched and represented in the context both of their risk of imprisonment and the significance of their cause. Their contribution raises serious substantive issues of research practices and knowledge-making, but also ethical issues. The constraints of ‘impact’ impinge whether the researchers regard themselves to be within or outwith hegemonic arrangements.

References:

Becker, Howard (1967) ‘Whose side are we on?’, Social Problems, 14(3): 239-47. DOI:

Turner, Stephen P. (2003) Liberal Democracy, 3.0 Civil Society in an Age of Experts, London: Sage. Geiger, Ben Baumberg (2021) ‘Performing Trustworthiness: the ”credibility work” of prominent sociologists’, Sociology, 55(4): 785-21. DOI:

John Holmwood is emeritus Professor of Sociology at the University of Nottingham. He is the author (with Therese O’Toole) of Countering Extremism in British Schools: The Truth about the Birmingham Trojan Horse Affair (Policy Press 2018) and (with Gurminder K. Bhambra) Colonialism and Modern Social Theory (Polity 2021).

Header image credit: ydant

TO CITE THIS ARTICLE:

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The Making of Critical Knowledge Claims: Research, ‘Allyship’ and Politics of Representation

Mel Evans, Emma Hughes, and Ruth Potts

We write as three individuals who are part of the group that became known as the Stansted 15 (S15), wrongfully prosecuted for stopping an unlawful Home Office deportation charter flight from taking off. We are writing in response to an article by Graeme Hayes, Brian Doherty and Steven Cammiss, ‘Disciplinary Power and Impression Management in the Trials of the Stansted 15’, published open access on 11 November 2020 in Sociology, a week before the appeal of our conviction under terror-related legislation was heard at the Court of Appeal.

… the authors have not only misunderstood our activism, but have contributed to reinforcing the very structures of power we were working to undermine

We disagree fundamentally with the authors’ central findings, and consider that they failed to meet appropriate ethical standards in conducting their research in relation to the subjects of their study: a group of people facing serious, potentially life-altering charges in an unprecedented criminal trial. The authors’ description of their methodology as ‘ethnographic’ creates the impression that their research yields insights into S15 strategy, behaviour and subjectivity which are not otherwise available in the public domain. However, the authors have not only misunderstood our activism, but have contributed to reinforcing the very structures of power we were working to undermine.

Our actions at trial, viewed as an extension of our activism in solidarity with a group of asylum seekers facing deportation, sought to maintain the focus on the UK government’s actions and its impacts on non-citizens as a way of problematising the notion of citizenship, to whom it is granted and by whom. The authors, in contrast, construct our trial as being about ‘us’ as citizens subject to the processes of the state, an event separable from the action we were being tried for, which was about ‘them’, non-citizens at risk of deportation.

Indeed, the motivation for our action – namely that of protesting the hostile environment, stopping deportations and preventing the removal of individuals due to be on the flight we stopped – is barely mentioned in the article, which fails to make any connections between our actions on the tarmac and our actions in the courtroom. Had the authors undertaken a sustained and thorough ethnography, it would have been difficult for them to come to conclusions which so fundamentally misconstrue our motivations.

Further, we argue that the authors’ conclusions are potentially dangerous for activists who might find themselves in a similar situation, facing serious criminal charges for protesting, especially in the context of new government legislation in its Police, Crime and Sentencing Bill designed to further criminalise protest. As researchers ourselves, we offer this critique of their methods and conclusions in the hope that it will inform the authors’ future research and to encourage broader critical reflection among academic and activist communities.

Compliance and Resistance in the Courtroom

The authors contend that courts are viewed by activists as a place where they can ‘speak truth to power’, but we never viewed it as that. For us, the courtroom was a place where we were, at times, able to centre the brutality of the UK’s deportation and detention regime, but it was not the most significant place where we did that. Far more meaningful for us were events like the demonstration outside the Home Office the day after the verdict, where thousands of people protested against the government’s brutal hostile environment, and defendants spoke – in terms of their choosing – about the action and the issue. Our trial provided a rationale for commentators and academics, including Hayes et al., to explore the issues of border brutality and charter flight deportation in print, blogs and broadcast media. By failing to acknowledge the wider political context and the public arena in which the trial played out, the authors construct the trial as not ‘about’ these issues.

They interpret the fact that people weren’t imprisoned as being reflective of the intention of the state, rather than a position that the state was forced into

Hayes et al. refer to their previous analysis of the Heathrow 13, who were told to expect a three-month jail sentence for aggravated trespass by a judge who later handed down community orders. They fail to recognise that rather than “disarming radical critique so that leniency can be applied”, it was the work of the social movement around those defendants that generated so much media attention on their prospective imprisonment that the judge felt unable to hand down the harsher sentence she had previously committed to deliver. They interpret the fact that people weren’t imprisoned as being reflective of the intention of the state, rather than a position that the state was forced into. We argue the opposite: that the tactics of activists during our trial both inside and outside the courtroom, are precisely what ensured we avoided jail time, just as in the case of the Heathrow 13.

The authors fail to understand the shifting circumstances in which activists operate and deny the possibility that social movements are able to influence what happens. In a later piece, they assert that our victory at appeal was limited because AMSA (the Airport and Maritime Security Act 1990, a ‘Convention offence’ for the purposes of the Terrorism Act 2006) had never been used against activists before. The victory was important precisely because it meant that AMSA couldn’t be used again (several people had already been charged under AMSA after our conviction), and because of the light it shone on the criminalisation of protest, particularly migrant solidarity. The outcome was important, but so was the process. Hayes et al. dismiss both.

They fail to examine the offence we were charged with in any detail. They consider this a ‘standard’ protest case, exploring only the necessity defence which is frequently used in protest cases. But for the Stansted 15 it was not our central defence (and indeed not the ground that we successfully argued on appeal). The necessity defence enabled us to explain in court why we did what we did. The other central pillar of our defence was that AMSA should never have been used in what was clearly a protest case, and was an attempt to escalate the criminalisation of migrant solidarity. As the Lord Chief Justice wrote “the appellants should never have been prosecuted under this extremely serious offence….There was in truth no case to answer”.

Put simply, our case was markedly different from most protest cases, the penalties we faced were markedly different, and the legal strategies we pursued had to be markedly different.

Instead of acknowledging this context, Hayes et al. describe our actions through the lens of ‘script compliance’. This is Zoettl’s (2016) notion that “the defendant’s body plays an important part in the validation of criminal procedure through disciplinary ‘script compliance’: the unspoken rules that regulate bodily posture and movement serve to ‘visually acknowledge the court’s authority to deliver a sentence over the person accused and thus the validity of the sentence itself’”. Hayes et al. argue that the defendants’ dress, body language, and behaviour were examples of this alleged disavowal of our own agency and political identity, and consequent acceptance of the court’s rulings and sentencing.

The authors fail to differentiate between what was said in the courtroom, and how it was said. The politics of our action were displayed in the courtroom. Multiple images of the defendants wearing sweatshirts bearing the words “no-one is illegal” and “mass deportations kill” were on display, while video footage replayed the chants “no borders, no nations, stop deportations”. Looking back from the witness stand at our co-defendants, we often saw half-hearted attempts at public presentation with slouching or belligerent body language towards the court, coats slung across chairs and the witness box in disarray.

Defendants who took the witness stand were admonished by the judge for being ‘political’ as they sought to explain the cruelty of the deportation and detention regime to the jury. They may not have used the words “abolition” or “dismantling the border regime” but their testimony was entirely congruent with those positions. The accounts were simply rendered intelligible to those outside elite groups of activists through their choice of language.

The authors single out the behaviour and language of Mel Evans, an author of this response who self-represented in court, as emblematic of ‘script compliance’. Yet Evans’ ‘behaviour’ in court produced a range of immediate outcomes which could as easily be argued to be effective resistance to the court and government. As a self-representing defendant, Evans was the only member of the legal defence team able to elicit admission from a police officer that officers had instantly recognised the Stansted 15 to be protesters rather than people intent on violence. Evans also succeeded in confirming that our concerns regarding the Home Office’s unlawful deportation was something we had discussed with officers. These are defence claims which otherwise would have remained unconfirmed by any prosecution witness.

Rather than engaging with these points, the researchers support their construction of ‘script compliance’ with quotes from interviewees, including “I really regret that…So everyone was disciplined and to not, like, have a reaction when the verdict happens.” This quote reveals suggestive questioning on the part of the researcher. ‘That’ presumably refers to the proposition put to the interviewee, which Hayes et al. do not quote or contextualise in their piece. We think it unlikely that interviewees would have spontaneously used the word ‘disciplined’ without it being put to them by Hayes et al.. Furthermore, the depiction is inaccurate: there were loud and expressive responses to the verdict from the dock, recorded in several media articles penned by defendants which the authors appear to have failed to cross reference with the quote they employ for the purposes of their article.

Matsuda’s point is precisely that activists who call for the dismantling of laws nonetheless need to strategically engage with law on its terms in order to survive when its violence is being directed against them

Further, Hayes et al. misinterpret academic commentators de Noronha and Chowdhury, implying their analysis is that “defendants have (at least potentially) considerable agency to engage the court ‘as a space in which to air a radical critique’.” In fact de Noronha and Chowdhury are citing Mari Matsuda (1988: 8) here, whose point is more complex: “There are times to stand outside the courtroom door and say ‘this procedure is a farce, the legal system is corrupt, justice will never prevail in this land as long as privilege rules in the courtroom.’ There are [also] times to stand in the courtroom and say, ‘this is a nation of laws, laws recognizing fundamental values of rights, equality and personhood.’” Matsuda’s point is precisely that activists who call for the dismantling of laws nonetheless need to strategically engage with law on its terms in order to survive when its violence is being directed against them. In reference to our case, de Noronha and Chowdhury were recognising the need to defend the human rights of others in a criminal court, rather than bluntly dismissing the court process itself as a political farce, as Hayes et al. invite their readers to do.

The authors conclude, “We see these trials therefore as a normalising procedure whose goal is not the repressive application of custodial sentences, but rather a disciplinary disarming of radical critique so that leniency can be applied.” This is a dangerous lesson to be drawn from our trial. There are many reasons why we didn’t receive a jail sentence: the brilliant work of our lawyers, our own actions and tactics in court, the huge public scrutiny the trial received, and the broad public support from establishment figures to ‘ordinary’ members of the public. The Frack Free Three – jailed for Obstruction of the Highway, a lesser charge, in the opening days of our trial (a sentence later reduced as excessive following a political campaign and highly resourced legal appeal) – showed that without media attention many judges are only too willing to hand out prison sentences.

Centring Whiteness and Activism

The analysis described above ignores the particular concern of the Stansted 15 to focus the story of our trial in the public arena on people bearing the brunt of the Home Office’s racist and frequently unlawful immigration system, rather than on ourselves. The attention the authors paid to our dress and courtroom behaviour misinterpreted our agreed intention to avoid drawing negative public attention onto us as ‘deviants’ which could be reflected back on migrants whose precarity makes them much more vulnerable to the state. Any dramatic resistance to court procedures would have drawn attention to us, rather than the people whose lives were on the line through brutal treatment at the hands of the government. The authors’ analysis fails to grasp this crucial aspect of our strategy, and instead serves to subvert this strategy and draw attention to us rather than those with whom we acted in solidarity.

Hayes et al. therefore do not recognise that the decentring of whiteness was fundamental not only to the actions for which we were charged, but also to the approach we took in courtroom testimonies, the media and at public rallies. For Hayes et al., as for the UK Home Office, the deportees are not subjects, and what this trial is about is a domestic drama of protest regulation played out by liberal subjects, defined implicitly as white citizens.

Rather than substantiating their claim that the Stansted 15 became the ‘ideal disciplined liberal subject’, their analysis relies on a white, macho projected ideal of their perfect political activist. They establish a critical frame of our supposed presentation as ‘caring activists’. This in itself is a misogynist critical frame which, in failing to see or understand the political power of ‘care’, itself reinforces the dominant neoliberal frame in which it is considered irrational, or not even possible, to care for those outside immediate kinship groups.

… the people due to be forced onto the plane do not appear as characters at all

Their ideal, implicitly white, citizen, macho-heroic political activist seemingly cares only about the performative politics of self-expression, and not the impacts of such on others. This mythologised figure is part of the metropolitan liberal elite, and his performativity and blindness to the impacts of his actions is deeply neoliberal and conservative in nature. For Hayes et al. this character of the activist is central – the people due to be forced onto the plane do not appear as characters at all.

The authors misread our actions as much as they misread us. The heroes of the authors’ imaginations are also, implicitly, part of an urban liberal elite. They wrote that Chelmsford seemed alien to us. The reality is we walked the streets commenting on how much it was like the towns we grew up in – Epsom, Croydon and Stockport. They claimed not to want to explore intersectionality ‘because that would be a much bigger job’, but made assumptions about our race and class that didn’t bear any relation to reality, lumping us all in a blanket ‘from London’, ‘estranged by working class people’ when that would be an analysis only applicable to, at most, one or two defendants.

They made a very obvious error stating ‘only two of the defendants were non-white’, strange given their declared constant presence in the courtroom for them to fail to see colour in the defendants’ box. There were three people of colour in the group, as well as a number of identities differing to ‘white English’ including Romany, Spanish, Irish and Jewish, with obvious connections to issues of migration and asylum. Multiple defendants testified to being the first person in their family to go to university, and the actual class backgrounds of the group stretch widely across society’s demographics.

The authors state that they ‘have not fore-grounded questions of intersectionality in our analysis, not because we think they are unimportant (indeed, they are likely to be central to further work on protest trials), but because our primary focus here is on the situational relationship between defendants, individually and as a collective, and other actors in the court’. It is deeply questionable to what extent the authors can meaningfully engage in questions of power, subjectivity and situational relationship while failing to contend with intersectional dimensions of gender, race, and class.

Instead, they note that some of us wore remembrance poppies in court, or made reference to holidays, and describe these as attempts to normalise ourselves in the eyes of the jury, as part of their so-called script compliance. They fail to countenance that a) many of us might actually be ‘normal’ as such (see ‘Give Up Activism’, Andrew X, 1999)  and that b) it is a valid political strategy in any trial, activist or otherwise, for a defendant to build on possible points of commonality with a jury rather than merely railing at or against them.

… all effective activism relies on its ability to build commonality with others

It is arguable that all effective activism relies on its ability to build commonality with others. This is not hollow performative allyship, but a recognition that change requires the development of coalitions of shared interests. In attempting to connect with the people due to be on the plane, with the jury and with a broader public through media coverage of the trial, it was such a commonality of interests that the defendants were attempting to create. The researchers use these examples to fortify their depiction of our script compliance, and in so doing they fail to see the potential resistance of these acts: the invitation to care about other ordinary people like ourselves – in all of their complexity – such as those due to be forced onto the plane we lay underneath.

Conclusion

The core issue, we contend, is not as the authors conclude, ‘the transformation of the transgressive activist into the ideal disciplined liberal subject’. Far from it. We identify multiple and creative assertions of agency within the confines of the court process, constantly shifting balances of power in the courtroom in spite of what was at stake. These include the dynamic interplay of coercion and resistance, the multiple identities inhabited by defendants, legal team, jurors and judge and the politics of the “caring activist”. Given these strategies ultimately resulted in our success at appeal, as well as significant public discussion of the issues we sought to draw attention to on multiple occasions it may now be clearly evident that there were a great number of strengths in this approach.    

We close by drawing on feminist legal critique and its fundamental lesson: Don’t victimise the victim. It does not assist those who have been subject to a greater power, state or otherwise, to merely emphasise their victimhood without any scope for empowerment and resistance. In this case, the very moments the authors define as our subjugation also contained our greatest resistances. It is much more accurate and interesting, we contend, to consider how coercion and resistance operated within the same moments. Moreover, the authors assume that we accepted the court’s authority to pass judgement on us, an authority we challenged every step of the way and more fundamentally never accepted.

The flawed methods of Hayes et al. meant that they couldn’t see, let alone understand what was happening inside the courtroom and its impacts and ramifications in the wider political arena. We have raised significant questions regarding their outdated and limited ethnographic methodologies that treat participants as the ‘objects’ of research, rather than participants in the research process. The intention of the researchers showed scope for a nuanced account of a protest trial from which valuable conclusions could have been drawn, contributing to academic understanding of agency and of value for the wider movement. Theirs however simply wasn’t it.

References:

Hayes Graeme, Cammiss Steven, Doherty Brian (2021) ‘Disciplinary Power and Impression Management in the Trials of the Stansted 15’, Sociology, 55(3):561-581. doi:10.1177/0038038520954318. Published online first, November 11, 2020

Matsuda, Mari J. (1989) ‘When the First Quail Calls: Multiple Consciousness as Jurisprudential Method. A Talk Presented at the Yale Law School Conference on Women of Color and the Law, April 16, 1988’, Women’s Rights Law Reporter, ll (1): 7-10.

Mel Evans has a BA in Sociology and Theatre Studies from the University of Glasgow, is author of Artwash: Big Oil and the Arts (Pluto: 2015), has chapters in The Routledge Handbook of Radical Politics (Routledge: 2019) and ArtWork: Art, Activism and Labour (Rowman and Littlefield: 2018), and multiple articles published in peer reviewed journals including Performance Research and the Scottish Journal of Performance as part of art-activist collective Liberate Tate.

Emma Hughes has a PhD in Media and Communications from the University of Cardiff and worked for four years as a Research Associate at Cardiff University. She has multiple articles published in peer reviewed journals (e.g Environmental Politics, Journal of Public Affairs), including on the representation of protest. 

Ruth Potts has a BA in Modern European History from Warwick University, an MSc in Latin American Politics from the University of London, previously a senior lecturer in Ecological Design Thinking, Schumacher College and is a co-author (with Dr Jyotsna Ram) of an essay in Asylum for Sale: Profit and Protest in the Migration Industry (PM Press: 2020). 

All images, credit: Kristian Buus

TO CITE THIS ARTICLE:

Evans, Mel, Emma Hughes and Ruth Potts 2021. ‘The Making of Critical Knowledge Claims: Research, ‘Allyship’ and Politics of Representation’ Discover Society: New Series 1 (3):

Appendix: Methodological concerns, ethics and potential harm of research

The research methods Hayes et al employed raise important questions about ethnography. In the fields of sociology and anthropology, ethnography is a rightly contested practice in which practitioners debate the ethics of both methodology and the positionality of researchers in drawing conclusions about their subjects. The authors assert theirs is “the first ethnographic account of a protest trial.” However, we argue that this claim is wholly unearned. The authors infer they had special access to the inner workings of the S15 trial strategy, presumably by building relationships of trust with us, their informants and subjects. In fact, their methods consisted mainly of court observations supplemented by short interviews with only half of the defendants, under conditions which were arguably constrained and unethical. Their flawed methods meant they were not able to understand the reality of what took place in the courtroom, let alone draw out wider implications of our trial and defence strategy.

The authors claim to have produced an account of the “internal dynamics” of a “protest trial” yet they were privy to none of the “internal dynamics” of our trial. They did not attend a single group meeting, any of the multiple daily meetings with our legal team, the media team meetings, the support group meetings. Nor did they engage with us beyond pleasantries or casual conversation in the court’s public waiting room. This is why the article relies so heavily on the testimony we delivered in the open courtroom.

Although they approached some – but crucially, not all – individual defendants in an ad-hoc way requesting ‘a chat sometime’, at no point did they seek a meeting with the whole group, or distribute copies of their information sheet and consent form to all defendants, which would have been easy to do at any point during the eleven-week period they were present at Chelmsford Crown Court. The authors sent two emails about their research to individual defendants and a defendant group email address; we deem this as a totally inadequate explanation, failure of a duty of care and, at best, a half-hearted attempt to seek full group consent, as they should have. Both emails were missed by most defendants in the deluge of emails regarding our case, and received no reply from the entire group.

As the three of the defendants whose actions the authors cite the most, it is notable that during the eleven weeks of our trial/s, the authors did not once engage any of us in a single conversation.  Although they asked Ruth and Mel for interviews (at a time when we were just about to enter the courtroom), Emma was never asked for an interview or spoken to directly by the authors. The authors’ research was never introduced or explained to Emma during the eleven week duration of both trials. Some of the eight out of 15 defendants who did provide an email address to be contacted about the research were emailed an information sheet, but without direct reference to the need to sign a consent form. Three of the eight interviews seem to have consisted of single 45-minute meetings, with only one person being interviewed twice; two of what are presented as interviews were taken from a public presentation made by two defendants.

There is confusion for several defendants who spoke to the authors: one appears to have been considered an interview for the purposes of the article but the defendant interviewed thought it was about something else, and two wonder if court waiting room conversations were considered interviews. The three formal interviews were arranged in cafes during or immediately after the trial. Seven out of eight of the defendants considered to be participants have no recollection of signing a consent form, and the single defendant who did sign a form did so in July 2017, for an earlier, different, piece of research, separate from their second interview following trial which presumably provided the bulk of material for the article. Following a Freedom of Information request, the School of Languages and Social Science Research Ethics Committee at Aston University, which approved the research, refused to, or could not, provide documentation to show how many participants had given informed consent for this research.

The informed consent of the entire group was never sought. In their research outline sent to those who gave interviews, the authors state “It is up to you whether you decide to participate or not”, but also that “informed consent will not be sought where action is undertaken, or opinion expressed, in non-confidential public actions.” However, their research is dependent on observations, described as ethnographic, of all S15 members and while interviewees are granted anonymity in the published article, defendants who gave evidence are not. The failure to seek the participation of the whole group meant that the possibility of deeper engagement and a process of reviewing the findings ‘with’ the participants was precluded.

We were 15 people with different perspectives, backgrounds and present situations which meant we inevitably had contrasting perspectives on the legal strategies being pursued. These differences were discussed at length by the group and understood by all of us, including the fundamental difference between those who gave evidence and those who did not. The authors’ failure to understand us as both individuals and a group is demonstrated most clearly in their inaccurate depiction of who testified during the trial. Of the seven defendants who testified, not one of them was interviewed by the researchers. Hayes et al. assert that “The eight with prior convictions did not give evidence, dispossessing them of their expressive autonomy, and denying them an opportunity to resist the framing of the trial narrative, for the entirety of proceedings. This also had a broader political effect, hiding the wider political connections and histories of more than half the defendants.” 

This statement is not correct. The three authors of this response have multiple previous trials or convictions related to acts of protest, and all of us testified. Several of the defendants who testified referred specifically to their previous convictions on the witness stand. One of the three of us has such a long list of misdemeanours that the prosecution spent a full hour outlining them at sentencing. This example demonstrates how Hayes et al feel confident to draw sweeping conclusions about us, our trial and the broader political impacts of it based on insubstantial evidence and basic errors.

These conclusions include that “the defendants’ self regulating calibration to the disciplinary regime of the courtroom served to limit their subjectivity and obscure their political motivations” and “the defendants performed their participation in court in highly legalistic, non-transgressive, ways”. Further, they write that “combining macro and micro approaches”  reveals “the interplay of agency and structure in situ”, “providing important insights into how actors make sense of their social world, and how agency is constrained by structure.” Not only did they fail to understand our sense making, but this failure produced partial and flawed analysis that failed to adequately position the ‘micro’ context of the ‘disciplinary regime of the courtroom’ with ‘macro’ considerations of racialised power that structured our participation in the courtroom as part of our wider political goals.

The research received ethical approval from the School of Languages and Social Science Research Ethics Committee at Aston University, and the authors claimed “The study is designed to adhere to the guidelines set out in the British Sociological Association’s Statement of Ethical Practice”. A Freedom of Information request revealed that the Committee paid scant attention to the ethical approval process. There was no formal confirmation letter of ethical approval nor was there a meeting of the Ethics Committee. In fact, ethical approval was granted in a rush over a weekend in correspondence with one colleague, evidently a familiar relationship, in a chain of emails titled “Ethics emergency!”

In this email chain there is no discussion of the serious criminal proceedings we faced, nor any regard given to the potential impact of the research on participants. The ethical approval appears to have been dismissed as paperwork, with one correspondent protesting “it seems…rather bureaucratic and unnecessary…and inappropriate for our discipline.” They agree a “soft version” is sufficient. The overwhelming concern seems to have been with the researcher’s career rather than the participants’ safety, epitomised by the prioritisation of research outputs: “If they could withdraw at a very late stage, it could fuck up any publication.” The authors did not offer to share their prospective publication with us for comment and, in fact, they published it online with no prior warning a week before our appeal was heard at the Court of Appeal at the Royal Courts of Justice

We question whether full consideration was given to the vulnerability of the participants in view of the serious criminal charges they faced, and the implications of conducting (and publishing) the research while the criminal proceedings were ongoing. Defendants were experiencing extreme anxiety and distress. Our physical and mental health, relationships and jobs were all put under incredible strain by the trial process and potential custodial sentence. Rather than have this position of vulnerability recognised and treated with appropriate levels of care, we were turned into two-dimensional research objects in the authors’ empirical engagement with us and in their published article.

The authors do not consider the personal impacts of the trial and threat of serious punishment, be that fear and anxiety or the loss of employment, homes and relationships experienced by some of the defendants over the course of the trial, despite these being the three pillars of many people’s lives, which prison is designed to deny and disrupt. Our lawyers had told us to prepare for a significant custodial sentence following the imprisonment of the Frack Free Three on lesser charges immediately before the start of our second trial. No consideration is given to whether and how the researchers’ presence and research activity, including note-taking and interviews, might have influenced the defendants’ experience of the trial and perspective on the defence strategy, or how their lines of questioning, and selection – intentional or otherwise – of only those defendants who didn’t give evidence – might have contributed to discord within the group.

Research often fails to do what it sets out to achieve and researchers who have set out complex methodologies in theory scale back their methods in practice. This is acceptable so long as the methods deployed are not disingenuous or harmful, and the research aims and conclusions are set out clearly and correspond to one another. The participant information sheet stated “We will ensure that the study is conducted according to ethical principles structured around our duty of care to participants, and that no harm will come to any participant as a result of their participation in the research.”

In our view, harm has been done through this research on a number of levels. Firstly, the defendants who participated in the research were treated as the ‘perfect neoliberal research subjects’ – sources of data and not people. They were given consent forms and information sheets for what appears to be a previous research project and rather than being taken seriously, participants right to withdraw from the research was to viewd by the researches as a threat which could “fuck up publication’. Harm was inevitably done to the internal process of the group of defendants as the researchers separated defendants from the group as subjects to be interrogated and drawn by lines of questioning, potentially disrupting carefully navigated strategies. Harm was done to the wider community of activists facing protest trials and their collective understanding of the very real risks posed to their liberty. Finally, harm was done to the academic and wider political and intellectual community’s understanding of the political strategy of the Stansted 15 defence in relation to the protection of the human rights of non-citizens.

The decision to fully attribute statements made in court is also ethically questionable. While technically the court transcripts can be publicly accessed, the authors have significantly amplified the visibility of the defendants’ names and statements without the prior consent of those defendants. While this is technically permissible, it suggests a lack of compassion and regard for the defendants, particularly as minimal attempt was made to interview the named defendants, or to explain the context in which their words and actions were to be analysed, for instance by way of an Information Sheet distributed among all members of the Stansted 15.

A more ethical, and also, we suggest, productive approach would have been to fully engage all participants, and to discuss their analysis with us. Such an approach is not uncommon in ethnographic research, particularly where the researcher has a relationship with participants. While the authors may claim this would have harmed their independent analysis, it would in fact have enabled them more effectively to consider our actions at trial through a better understanding of our strategies and motivations.